SEC Form 4 · accession 0001179110-18-001842
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Cracchiolo
Officer — Chairman and CEO · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | F | 2,053 | $160.56 | D | 235,016 | D | |
| Common StockF2 | holding | — | — | — | 1,523 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The balance reflects the correction of shares withheld and reported on the Form 4 filed on February 5, 2018. The number of shares withheld was overstated by 145 shares.
- F2Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.