SEC Form 4 · accession 0001179110-19-002707
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Moore
Officer — EVP & Global CIO
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | S | 24,032 | $133.6376 | D | 56,447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price of 24,032 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 25, 2019 with sale prices ranging from $133.44 to $133.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.