SEC Form 4 · accession 0001408939-17-000004
KIDOZ INC. · KDOZF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Miles JM Williams
Officer — Chief Executive Officer · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 408,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock (Right to Buy)F2 | $0.42 | Nov 8, 2017 | A | 25,000 | A | Nov 8, 2017 | Nov 8, 2022 | Common Stock | 25,000 | 125,000 | D |
| WarrantsF1 | $0.42 | holding | — | — | — | Jun 16, 2017 | Jun 15, 2018 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Mr J Williams acquired 100,000 units of Shoal Games Ltd. in a private placement. Each unit consist of 1 share and 1 warrant. The exercise price of the warrants is CAD$0.55 (approximately US$0.42) per share for the first six months following closing and $0.65 (approximately US$0.49) per share for the period which is 7-12 months following closing.
- F2Mr. J. M. Williams was granted 25,000 options with an exercise price of CAD$0.54 (US$0.42) on November 8, 2017.