SEC Form 4 · accession 0001225208-17-017223
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Donahue
Officer — EVP & COO
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 10, 2017 | M | 2,149 | $0.00 | A | 44,480 | D | |
| Common Shares | Nov 10, 2017 | F | 1,028 | $93.235 | D | 43,452 | D | |
| Common SharesF3 | Nov 13, 2017 | S | 8,843 | $93.246 | D | 34,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 10, 2017 | M | 2,149 | D | — | — | Common Shares | 2,149 | 4,520 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3The reported price is the weighted average price for the transactions on November 13, 2017. The range of prices for the transaction is from $93.20 to $93.37 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Date Exercisable: November 10, 2017