SEC Form 4 · accession 0000904314-17-000001

ALLIED HEALTHCARE PRODUCTS INC · AHPI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John D Weil

Director · 10% Owner

Period of report

Nov 9, 2017

Accepted (ET)

Nov 14, 2017 · 1:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000874710

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—	—	53,577	D
Common Stock^F2	holding	—	—	—	2,500	I	IRA
Common Stock^F3,F8	holding	—	—	—	94,427	I	Spouse
Common Stock^F4,F9	holding	—	—	—	59,101	I	Trust
Common Stock^F5,F11	holding	—	—	—	7,927	I	Corporation
Common Stock^F6,F12	holding	—	—	—	119,792	I	Trust
Common Stock^F7,F10	holding	—	—	—	495,039	I	Limited Partnership

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F13	$2.22	Nov 9, 2017	A	750	A	Nov 9, 2018	Nov 9, 2027	Common Stock	750	750	D
Option (right to buy)^F13	$4.05	holding	—	—	—	Nov 13, 2009	Nov 13, 2018	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$5.04	holding	—	—	—	Nov 13, 2010	Nov 13, 2019	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$4.34	holding	—	—	—	Nov 11, 2011	Nov 11, 2020	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$3.555	holding	—	—	—	Nov 10, 2012	Nov 10, 2021	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$2.59	holding	—	—	—	Nov 8, 2013	Nov 8, 2022	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$2.31	holding	—	—	—	Nov 14, 2014	Nov 14, 2023	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$1.58	holding	—	—	—	Nov 13, 2015	Nov 13, 2024	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$1.17	holding	—	—	—	Nov 12, 2016	Nov 12, 2025	Common Stock	1,500	1,500	D
Option (right to buy)^F13	$1.13	holding	—	—	—	Nov 10, 2017	Nov 10, 2026	Common Stock	1,500	1,500	D

Explanation of responses

F1On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 53,577 fewer shares.
F10Owned by a family limited partnership of which the reporting person acts as one of several general partners. Number of shares reported includes all shares held by limited partnership. The reporting person disclaims beneficial ownership of shares held by the limited partnership in excess of the reporting person's proportionate interest as determined pursuant to Rule 16a-1(2)(ii)(B).
F11Owned by a corporation controlled by the reporting person.
F12Owned by trusts for which the reporting person acts as co-trustee and with respect to which the reporting person disclaims any economic benefit in such shares.
F13Options may not be exercised for a period of one year from the date of the grant and thereafter are exercisable in full.
F2On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 2,500 fewer shares.
F3On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 94,428 fewer shares.
F4On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 59,102 fewer shares.
F5On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 7,926 fewer shares.
F6On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 119,795 fewer shares.
F7On December 7, 2016, the issuer effected a 1-for-2 reverse stock split resulting in the reporting person's ownership of 495,040 fewer shares.
F8The reporting person disclaims any economic benefit in such shares.
F9Owned by a trust for the benefit of the reporting person and for which the reporting person acts as co-trustee.