SEC Form 4 · accession 0001209191-17-060328
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eyal Waldman
Officer — President and CEO · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Nov 8, 2017 | M | 20,972 | $10.23 | A | 560,456 | D | |
| Ordinary SharesF2 | Nov 8, 2017 | S | 20,972 | $50.00 | D | 539,484 | D | |
| Ordinary SharesF2 | Nov 8, 2017 | M | 58,500 | $8.23 | A | 597,984 | D | |
| Ordinary SharesF2 | Nov 8, 2017 | S | 58,500 | $50.00 | D | 539,484 | D | |
| Ordinary SharesF2 | Nov 8, 2017 | S | 42,300 | $50.00 | D | 497,184 | D | |
| Ordinary SharesF3 | holding | — | — | — | 1,426,041 | I | By Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F4 | $10.23 | Nov 8, 2017 | M | 20,972 | D | — | Apr 22, 2019 | Ordinary Shares | 20,972 | 20,000 | D |
| Stock Option (Right To Buy)F4 | $8.23 | Nov 8, 2017 | M | 58,500 | D | — | Dec 25, 2018 | Ordinary Shares | 58,500 | 0 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 187,500 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F3Shares held by Waldo Holdings 2, a general partnership formed pursuant to the laws of Israel of which Mr. Waldman is a general partner. Mr. Waldman has sole voting and dispositive power over all of the shares reported on this Form 4.
- F4The shares exercised pursuant to this option are fully vested and exerciseable.