SEC Form 4 · accession 0001544890-17-000012
Atlas Financial Holdings, Inc. · AFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie DiMaggio
Other
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 8, 2017 | M | 8,334 | $4.68 | A | 84,099 | D | |
| Common Shares | Nov 8, 2017 | M | 15,000 | $5.03 | A | 99,099 | D | |
| Common SharesF3 | Nov 8, 2017 | S | 7,776 | $20.10 | D | 91,323 | D | |
| Common SharesF3 | Nov 10, 2017 | S | 4,840 | $19.12 | D | 86,483 | D | |
| Common SharesF3 | Nov 13, 2017 | S | 181 | $19.12 | D | 86,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $4.68 | Nov 8, 2017 | M | 8,334 | D | — | Jan 18, 2021 | Common Shares | 8,334 | 68,500 | D |
| OptionsF2 | $5.03 | Nov 8, 2017 | M | 15,000 | D | — | Jan 11, 2023 | Common Shares | 15,000 | 53,500 | D |
Explanation of responses
- F11/4 Exercisable 1/18/2011, 1/18/2012, 1/18/2013, 1/18/2014 respectively.
- F2Exercisable in equal installments on 1st, 2nd, 3rd, anniversary of grant.
- F3Average Price