SEC Form 4 · accession 0001544890-17-000013
Atlas Financial Holdings, Inc. · AFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bruce Wayne Giles
Other
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 8, 2017 | M | 8,334 | $4.68 | A | 79,018 | D | |
| Common Shares | Nov 8, 2013 | M | 15,000 | $5.03 | A | 94,018 | D | |
| Common SharesF3 | Nov 8, 2017 | S | 7,776 | $20.10 | D | 86,242 | D | |
| Common SharesF3 | Nov 10, 2017 | S | 4,840 | $19.12 | D | 81,402 | D | |
| Common SharesF3 | Nov 13, 2017 | S | 181 | $19.12 | D | 81,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $4.68 | Nov 8, 2017 | M | 8,334 | D | — | Jan 18, 2021 | Common Shares | 8,334 | 68,500 | D |
| OptionsF2 | $5.03 | Nov 8, 2017 | M | 15,000 | D | — | Jan 11, 2023 | Common Shares | 15,000 | 53,500 | D |
Explanation of responses
- F11/4 Exercisable 1/18/2011, 1/18/2012, 1/18/2013, 1/18/2014 respectively.
- F2Exercisable in equal installments on 1st, 2nd, 3rd, anniversary of grant.
- F3Average Price