SEC Form 4 · accession 0001615774-17-006558
NIOCORP DEVELOPMENTS LTD · NB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal S. Shah
Officer — Chief Financial Officer
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512228
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $0.37 | Nov 9, 2017 | A | 300,000 | A | — | Nov 9, 2022 | Common Shares | 300,000 | 300,000 | D |
Explanation of responses
- F1Option exercise price reflected was converted from Canadian exercise price of $0.47 using an exchange rate of C$1.2692=US$1.00.
- F2This option is fully vested