SEC Form 4 · accession 0001179110-17-014023
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Phillip Stasse
Officer — See Remarks
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 10, 2017 | M | 6,006 | $18.14 | A | 28,684 | D | |
| Ordinary Shares | Nov 10, 2017 | M | 1,692 | $27.81 | A | 30,376 | D | |
| Ordinary Shares | Nov 10, 2017 | M | 2,345 | $26.97 | A | 32,721 | D | |
| Ordinary SharesF1 | Nov 10, 2017 | S | 4,943 | $70.7775 | D | 27,778 | D | |
| Ordinary SharesF2 | Nov 10, 2017 | S | 5,100 | $71.5583 | D | 22,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Ordinary Shares | $18.14 | Nov 10, 2017 | M | 6,006 | D | Feb 27, 2016 | Feb 27, 2024 | Ordinary Shares | 6,006 | 16,372 | D |
| Option to Purchase Ordinary Shares | $27.81 | Nov 10, 2017 | M | 1,692 | D | Jun 25, 2016 | Jun 25, 2024 | Ordinary Shares | 1,692 | 14,680 | D |
| Option to Purchase Ordinary Shares | $26.97 | Nov 10, 2017 | M | 2,345 | D | Feb 22, 2017 | Feb 22, 2025 | Ordinary Shares | 2,345 | 12,335 | D |
Explanation of responses
- F1Represents the weighted average sale price for price increments ranging from $70.30 to $71.15, inclusive. The reporting person undertakes to provide to Trinseo S.A., any security holder of Trinseo S.A., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2Represents the weighted average sale price for price increments ranging from $71.30 to $72.00, inclusive. The reporting person undertakes to provide to Trinseo S.A., any security holder of Trinseo S.A., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Remarks
Vice President, Treasury & Investor Relations