SEC Form 4 · accession 0001127602-17-031891
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Wilson
Officer — Chairman and CEO · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2017 | M | 338,316 | $48.82 | A | 528,617 | D | |
| Common Stock | Nov 8, 2017 | F | 246,868 | $99.44 | D | 281,749 | D | |
| Common Stock | Nov 8, 2017 | M | 417,576 | $31.41 | A | 699,325 | D | |
| Common Stock | Nov 8, 2017 | F | 265,854 | $99.48 | D | 433,471 | D | |
| Common StockF4 | Nov 8, 2017 | S | 130,000 | $99.29 | D | 303,471 | D | |
| Common StockF5 | Nov 9, 2017 | S | 63,595 | $98.80 | D | 239,876 | D | |
| Common StockF6 | Nov 9, 2017 | S | 1,405 | $99.32 | D | 238,471 | D | |
| Common Stock | holding | — | — | — | 147,700 | I | By 2015 GRAT | |
| Common StockF1 | holding | — | — | — | 85,000 | I | By 2016 GRAT | |
| Common Stock | holding | — | — | — | 153,905 | I | Remainder GRAT | |
| Common StockF7 | holding | — | — | — | 6,076 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $48.82 | Nov 8, 2017 | M | 338,316 | D | Feb 26, 2012 | Feb 26, 2018 | Common Stock | 338,316 | 0 | D |
| Employee Stock Option (Right to Buy) | $31.41 | Nov 8, 2017 | M | 417,576 | D | Feb 22, 2014 | Feb 22, 2020 | Common Stock | 417,576 | 0 | D |
Explanation of responses
- F1Reflects distribution and transfer of 45,222 shares formerly held by the Thomas J. Wilson 2016 GRAT to direct ownership on August 8, 2017.
- F2Form also reflects 23.174 shares acquired during the period of April 7, 2017, through October 4, 2017, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
- F3Shares withheld by issuer to pay the exercise price and minimum tax withholding liability incurred in connection with the exercise.
- F4Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $99.04 to $99.51. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F5Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $98.30 to $99.29. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F6Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $99.30 to $99.34. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F7Reflects acquisition of 42 shares of The Allstate Corporation common stock since April 5, 2017 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated November 8, 2017.