SEC Form 4 · accession 0001214659-17-006687
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marita Zuraitis
Officer — President & CEO · Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2017 | M | 17,628 | $22.69 | A | 195,417 | D | |
| Common StockF2,F3 | Nov 10, 2017 | F | 8,742 | $45.75 | D | 186,675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $22.69 | Nov 10, 2017 | M | 17,628 | D | May 22, 2016 | May 22, 2020 | Common Stock | 17,628 | 9,248 | D |
Explanation of responses
- F1Represents 161,074.913 vested restricted stock units and 34,342 shares of Common Stock.
- F2Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
- F3Represents 161,074.913 vested restricted stock units and 25,600 shares of Common Stock.