SEC Form 4 · accession 0001234542-17-000020
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Oates
Officer — Chairman, President and CEO · Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 14, 2017 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2017 | A | 2,000 | — | A | 94,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2 | $20.29 | Nov 9, 2017 | A | 8,600 | A | — | Nov 9, 2027 | Common Stock | 8,600 | 8,600 | D |
Explanation of responses
- F1Award of Restricted Stock Units which vest on 11/19/2021
- F22,150 options exercisable 11/09/2018 2,150 options exercisable 11/09/2019 2,150 options exercisable 11/09/2020 2,150 options exercisable 11/09/2021