SEC Form 4 · accession 0001209191-17-060351
NAUTILUS, INC. · NLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M. Cazenave
Officer — Chief Executive Officer · Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2017 | M | 5,350 | $2.53 | A | 372,876 | D | |
| Common StockF1 | Nov 9, 2017 | S | 5,350 | $12.4082 | D | 367,526 | D | |
| Common Stock | Nov 10, 2017 | M | 5,350 | $2.53 | A | 372,876 | D | |
| Common StockF2 | Nov 10, 2017 | S | 5,350 | $12.6571 | D | 367,526 | D | |
| Common StockF3 | holding | — | — | — | 8,935 | I | By Daughter A | |
| Common StockF3 | holding | — | — | — | 8,935 | I | By Daughter B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.53 | Nov 9, 2017 | M | 5,350 | D | May 30, 2012 | May 30, 2018 | Common Stock | 5,350 | 44,650 | D |
| Stock Option (right to buy) | $2.53 | Nov 10, 2017 | M | 5,350 | D | May 30, 2012 | May 30, 2018 | Common Stock | 5,350 | 39,300 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.60, inclusive. The reporting person undertakes to provide to Nautilus, Inc., any security holder of Nautilus, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.35 to $12.80, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities & Exchange Commission upon request, full information regarding the number of shares purchased at each separate price.
- F3Consists of previously reported shares indirectly beneficially owned by the reporting person.