SEC Form 4 · accession 0001209191-17-060480
KYNTRA BIO, INC. · KYNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat Cotroneo
Officer — VP, Finance and CFO
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2017 | M | 32,407 | $2.90 | A | 189,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.90 | Nov 9, 2017 | M | 4,357 | D | — | Jun 24, 2020 | Common Stock | 4,357 | 0 | D |
| Stock Option (Right to Buy)F1 | $2.90 | Nov 9, 2017 | M | 4,000 | D | — | Jun 24, 2020 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $2.90 | Nov 9, 2017 | M | 17,600 | D | — | Jun 24, 2020 | Common Stock | 17,600 | 0 | D |
| Stock Option (Right to Buy)F1 | $2.90 | Nov 9, 2017 | M | 6,450 | D | — | Jun 24, 2020 | Common Stock | 6,450 | 1,550 | D |
Explanation of responses
- F1Fully vested.