SEC Form 4 · accession 0001624191-17-000003
PROLUNG INC · LUNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Garff
Officer — Chief Operating Officer
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541884
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.00 | Nov 10, 2017 | A | 31,250 | A | — | Nov 10, 2019 | Common Stock | 31,250 | 31,250 | D |
Explanation of responses
- F1The options vest quarterly over two years, 1/8 per quarter.