SEC Form 4 · accession 0001127602-17-031970
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanette L Ourada
Officer — Vice Pres. and Comptroller
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2017 | M | 6,200 | $84.96 | A | 6,200 | D | |
| Common Stock | Nov 9, 2017 | D | 6,200 | $116.00 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 3,024 | I | by 401(k) plan | |
| Common StockF2 | holding | — | — | — | 535 | I | by Ourada Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $84.96 | Nov 9, 2017 | M | 6,200 | D | — | Mar 26, 2018 | Common Stock | 6,200 | 0 | D |
Explanation of responses
- F1Between August 26, 2016 and November 9, 2017, the reporting person acquired 144 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F2Shares previously reported as directly owned are now indirectly owned by the Jeanette L. Ourada Revocable Trust.
- F3Stock Appreciation Rights (SARs) granted 3/26/2008. Each SAR is a right to receive cash equal to the appreciation in the value of Chevron Corporation common stock from the grant date to the date the SAR is exercised. One-third of the SARs vested on each of the first, second and third anniversaries of the date of grant.