SEC Form 4 · accession 0001179110-17-014022
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Pappas
Officer — See Remarks · Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 9, 2017 | M | 15,500 | $18.14 | A | 255,740 | D | |
| Ordinary Shares | Nov 9, 2017 | M | 6,100 | $26.97 | A | 261,840 | D | |
| Ordinary SharesF1 | Nov 9, 2017 | S | 20,400 | $70.78 | D | 241,440 | D | |
| Ordinary SharesF2 | Nov 9, 2017 | S | 1,200 | $71.5375 | D | 240,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Ordinary Shares | $18.14 | Nov 9, 2017 | M | 15,500 | D | Feb 27, 2016 | Feb 27, 2024 | Ordinary Shares | 15,500 | 338,979 | D |
| Option to Purchase Ordinary Shares | $26.97 | Nov 9, 2017 | M | 6,100 | D | Feb 22, 2017 | Feb 22, 2025 | Ordinary Shares | 6,100 | 332,879 | D |
Explanation of responses
- F1Represents the weighted average sale price for price increments ranging from $70.35 to $71.25, inclusive. The reporting person undertakes to provide to Trinseo S.A., any security holder of Trinseo S.A., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2Represents the weighted average sale price for price increments ranging from $71.45 to $71.70, inclusive. The reporting person undertakes to provide to Trinseo S.A., any security holder of Trinseo S.A., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Remarks
President and Chief Executive Officer