SEC Form 4 · accession 0001683168-17-002943
Dougherty's Pharmacy, Inc. · MYDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Leslie
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 13, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | M | 5,150 | — | A | 1,625,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Nov 13, 2017 | M | 5,150 | D | — | — | Common Stock | 5,150 | 35,350 | D |
Explanation of responses
- F1Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.
- F2Issued under the Issuer's Restricted Share Unit Incentive Plan.
- F3Converted pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.
- F4Restricted Stock Units vest periodically through January 1, 2021.