SEC Form 4 · accession 0000899243-17-026085
Aimmune Therapeutics, Inc. · AIMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas T. Sheehy
Officer — See Remarks
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001631650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value | Nov 9, 2017 | M | 1,905 | $12.95 | A | 1,905 | D | |
| Common Stock, $0.0001 par value | Nov 9, 2017 | S | 1,905 | $33.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.95 | Nov 9, 2017 | M | 1,905 | D | — | Apr 29, 2026 | Common Stock | 1,905 | 73,795 | D |
Explanation of responses
- F1This sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.
- F2The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 4, 2017 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.
Remarks
General Counsel and Corporate Secretary