SEC Form 4 · accession 0000899243-17-026128
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Maydan
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | M | 6,500 | — | A | 33,310 | D | |
| Common StockF3 | Nov 9, 2017 | S | 6,500 | $30.87 | D | 26,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Nov 8, 2017 | M | 6,500 | D | — | Nov 8, 2017 | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
- F2The sale of the shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on February 27, 2017.
- F3This transaction was executed in multiple trades ranging from $30.60 to $31.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F4Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
- F5This restricted stock unit award was granted on November 8, 2016 and vested with respect to 100% of the shares on November 8, 2017.