SEC Form 4 · accession 0001127602-17-031963
Cencora, Inc. · COR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peyton R Howell
Officer — Executive Vice President
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | M | 1,200 | $37.37 | A | 38,335 | D | |
| Common StockF1 | Nov 8, 2017 | S | 1,200 | $74.87 | D | 37,135 | D | |
| Common StockF1 | Nov 8, 2017 | M | 1,800 | $40.21 | A | 38,935 | D | |
| Common StockF1 | Nov 8, 2017 | S | 1,800 | $74.87 | D | 37,135 | D | |
| Common StockF2,F3 | Nov 10, 2017 | M | 2,705 | $0.00 | A | 45,699 | D | |
| Common StockF3 | Nov 10, 2017 | F | 1,237 | $75.00 | D | 44,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1,F4 | $37.37 | Nov 8, 2017 | M | 1,200 | D | Mar 1, 2013 | Mar 1, 2019 | Common Stock | 1,200 | 10,800 | D |
| Non-qualified Stock Option (Right to Buy)F1,F5 | $40.21 | Nov 8, 2017 | M | 1,800 | D | Nov 14, 2013 | Nov 14, 2019 | Common Stock | 1,800 | 25,623 | D |
| Restricted Stock UnitsF2,F6 | — | Nov 10, 2017 | M | 2,705 | D | Nov 12, 2017 | Nov 12, 2021 | Common Stock | 2,705 | 0 | D |
Explanation of responses
- F1The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019
- F2Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.
- F3Balance reflects approximately 5,859 shares of common stock inadvertently omitted from the reporting party's Form 3 report on August 19, 2011.
- F4Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016
- F5Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16
- F6Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant