SEC Form 4 · accession 0000047518-17-000119
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Corporate Development
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Award (11/8/2017)F1 | $78.16 | Nov 8, 2017 | A | 7,620 | A | — | Nov 8, 2027 | Common Stock | 7,620 | 7,620 | D |
| Restricted Stock Units (11/8/2017)F2,F3 | $0.00 | Nov 8, 2017 | A | 2,108 | A | Nov 9, 2020 | Nov 9, 2020 | Common Stock | 2,108 | 2,108 | D |
Explanation of responses
- F1Options vest 25% on each of November 8, 2018, 2019, 2020 and 2021.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3Restricted stock units will automatically be converted into shares of common stock on the date indicated unless a previous deferral election is made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.