SEC Form 4/A · accession 0001209191-17-060447
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Pescatore
Officer — CEO and President · Director
Period of report
Aug 17, 2017
Accepted (ET)
Nov 13, 2017 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $28.10 | Aug 17, 2017 | A | 50,000 | A | — | Aug 17, 2027 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The original Form 4 Report filed on August 18, 2017 incorrectly reported the stock option as an issuance of restricted stock units on Table I. On August 17, 2017 the Reporting Person received a stock option award with an exercise price set at the closing market price of the Issuer's Common Stock on the date of grant.
- F225% of the option shares vest and become exercisable on August 17, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.