SEC Form 4 · accession 0001269847-17-000044
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James McGroddy
Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2017 | M | 30,000 | $6.4367 | A | 88,896 | D | |
| Common StockF1 | Nov 9, 2017 | S | 30,000 | $23.0745 | D | 58,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $6.4367 | Nov 9, 2017 | M | 30,000 | D | — | Sep 10, 2018 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sale price ranged from $23.00 to $23.15, with a weighted average sale price of $23.074542. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.