SEC Form 4 · accession 0001077771-17-000180
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria M Pope
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 11:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 3,252 | $14.55 | A | 28,759 | D | |
| Common StockF1 | Nov 13, 2017 | F | 2,356 | $20.08 | D | 26,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $14.55 | Nov 13, 2017 | M | 3,252 | D | Jul 30, 2013 | Jul 29, 2023 | Common Stock | 3,252 | 0 | D |
Explanation of responses
- F1Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- F2Not required.