SEC Form 4 · accession 0001179110-17-014109
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl I. Schwartz
Officer — Chief Executive Officer · Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 64,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $1.47 | Nov 10, 2017 | A | 28,316 | A | — | Nov 10, 2027 | Common Stock | 28,316 | 28,316 | D |
Explanation of responses
- F114,158 shares vest on each of 11/30/2017 and 12/31/2017.