SEC Form 4 · accession 0001225208-17-017227
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 6, 2017 | G | 65,000 | $0.00 | D | 233,883 | D | |
| Common SharesF2 | Nov 10, 2017 | M | 7,942 | $0.00 | A | 241,825 | D | |
| Common Shares | Nov 10, 2017 | F | 3,661 | $93.235 | D | 238,164 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4,F1,F3 | $0.00 | Nov 10, 2017 | M | 7,942 | D | — | — | Common Shares | 7,942 | 15,683 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Date Exercisable: November 10, 2017
- F4Due to a clerical error in a Form 4 filed by the reporting person on March 14, 2017 to report restricted stock units issued as dividend equivalents, the amount of restricted stock units beneficially owned by Mr. Lynch was overstated by 18 shares in prior filings. This Form 4 correctly states the amount of restricted stock units beneficially owned by Mr. Lynch.