SEC Form 4 · accession 0000065984-17-000231
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Rice Jr.
Other
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2017 | M | 2,900 | $72.79 | A | 6,316 | D | |
| Common StockF2 | Nov 9, 2017 | S | 2,900 | $86.24 | D | 3,416 | D | |
| Common Stock | Nov 9, 2017 | M | 4,600 | $71.30 | A | 8,016 | D | |
| Common StockF3 | Nov 9, 2017 | S | 4,600 | $86.25 | D | 3,416 | D | |
| Common Stock | Nov 9, 2017 | M | 1,734 | $63.17 | A | 5,150 | D | |
| Common StockF4 | Nov 9, 2017 | S | 1,734 | $86.23 | D | 3,416 | D | |
| Common Stock | holding | — | — | — | 1,733 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $72.79 | Nov 9, 2017 | M | 2,900 | D | — | — | Common Stock | 2,900 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $71.30 | Nov 9, 2017 | M | 4,600 | D | — | — | Common Stock | 4,600 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $63.17 | Nov 9, 2017 | M | 1,734 | D | — | — | Common Stock | 1,734 | 3,466 | D |
Explanation of responses
- F1Includes 30 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 18 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.01 to $86.42. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.11 to $86.41. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F4The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.13 to $86.38. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F5The options vested in three equal annual installments on January 27, 2012, 2013 and 2014.
- F6The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.
- F7The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.