SEC Form 4 · accession 0000905148-17-000888
UNIVERSAL INSURANCE HOLDINGS, INC. · UVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Springer
Officer — President and CRO · Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | M | 66,667 | $4.51 | A | 425,721 | D | |
| Common Stock | Nov 10, 2017 | M | 200,000 | $7.33 | A | 625,721 | D | |
| Common Stock | Nov 10, 2017 | F | 171,857 | $25.25 | D | 453,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $4.51 | Nov 10, 2017 | M | 66,667 | D | — | Mar 12, 2018 | Common Stock | 66,667 | 0 | D |
| Option to Purchase Common Stock (Right to Buy)F2 | $7.33 | Nov 10, 2017 | M | 200,000 | D | — | Jul 8, 2018 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1Options to acquire 33,333 shares vested on March 12, 2015 and options to acquire 33,334 shares vested on March 12, 2016.
- F2Options to acquire 100,000 shares vested on July 8, 2015 and options to acquire 100,000 shares vested on July 8, 2016.