| May 1, 2017 CForm 4 → | Oct 3, 5:12 pm EDT | QS Energy, Inc.QSEP | Eric BuntingDirector | 1,100,000 | $50,000.00 | $55,000,000,000 | 179,710 | — | late |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:31 pm EDT | SMITH MICRO SOFTWARE INCSMSI | William W Smith Jr.President & CEO, Director, 10% Owner | 4,080 | $1,000.00 | $4,080,000 | 4,080 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:23 pm EDT | NetApp, Inc.NTAP | Richard P WallaceDirector | 34,000 | $43.53 | $1,480,027 | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:15 pm EDT | EXACT SCIENCES CORPEXAS | Graham Peter LidgardChief Science Officer | 35,250 | $13.96 | $492,090 | 11,750 | — | |
| Sep 29, 2017 FMForm 4 → | Oct 3, 5:01 pm EDT | LAUREATE EDUCATION, INC.LAUR | Enderson GuimaraesSee Remarks | 177,681 | $14.55 | $448,242 | 42,630 | — | |
| Sep 6, 2017 MForm 4 → | Oct 3, 7:13 pm EDT | NEUROCRINE BIOSCIENCES INCNBIX | Kyle GanoChief Business Development Off | 20,393 | $8.65 | $176,399 | 35,000 | — | late |
| Sep 29, 2017 AForm 4 → | Oct 3, 8:28 pm EDT | TPI COMPOSITES, INCTPIC | Jayshree S DesaiDirector | 8,810 | $22.34 | $129,349 | 5,790 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:10 pm EDT | GENERAL ELECTRIC COGE | John Joseph BrennanDirector | 3,688 | $24.40 | $89,987 | 70,945 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:07 pm EDT | GENERAL ELECTRIC COGE | James J MulvaDirector | 3,279 | $24.40 | $80,008 | 145,504 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:08 pm EDT | GENERAL ELECTRIC COGE | Rochelle B LazarusDirector | 3,176 | $24.40 | $77,494 | 217,168 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | GENERAL ELECTRIC COGE | Peter B. HenryDirector | 3,176 | $24.40 | $77,494 | 13,087 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:10 pm EDT | GENERAL ELECTRIC COGE | Marijn E DekkersDirector | 3,176 | $24.40 | $77,494 | 41,597 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:11 pm EDT | GENERAL ELECTRIC COGE | William G BeattieDirector | 3,176 | $24.40 | $77,494 | 125,763 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:11 pm EDT | GENERAL ELECTRIC COGE | Sebastien M BazinDirector | 3,176 | $24.40 | $77,494 | 14,883 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:06 pm EDT | GENERAL ELECTRIC COGE | Mary L SchapiroDirector | 2,922 | $24.40 | $71,297 | 37,676 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:06 pm EDT | GENERAL ELECTRIC COGE | James S TischDirector | 2,920 | $24.40 | $71,248 | 85,598 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:07 pm EDT | GENERAL ELECTRIC COGE | Steven M MollenkopfDirector | 2,920 | $24.40 | $71,248 | 8,907 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:07 pm EDT | GENERAL ELECTRIC COGE | Lowell C McAdamDirector | 2,920 | $24.40 | $71,248 | 13,670 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:10 pm EDT | GENERAL ELECTRIC COGE | Francisco DsouzaDirector | 2,920 | $24.40 | $71,248 | 49,745 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:51 am EDT | EASTMAN CHEMICAL COEMN | Humberto P AlfonsoDirector | 1,012 | $90.98 | $61,957 | 18,060 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:06 am EDT | EASTMAN CHEMICAL COEMN | Brett D BegemannDirector | 995 | $90.98 | $60,411 | 16,838 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:02 pm EDT | UNITIL CORPUTL | Edward F GodfreyDirector | 1,194 | $50.23 | $59,975 | 6,938 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:10 pm EDT | UNITIL CORPUTL | Eben S MoultonDirector | 1,194 | $50.23 | $59,975 | 8,032 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:18 pm EDT | UNITIL CORPUTL | Michael B GreenDirector | 1,194 | $50.23 | $59,975 | 8,032 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:36 pm EDT | UNITIL CORPUTL | M Brian OshaughnessyDirector | 1,194 | $50.23 | $59,975 | 8,032 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 7:14 pm EDT | NEUROCRINE BIOSCIENCES INCNBIX | Christopher Flint OBrienChief Medical Officer | 6,925 | $8.65 | $59,901 | 70,341 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 1:02 pm EDT | PPL CorpPPL | Armando Zagalo De LimaDirector | 1,558 | $37.72 | $58,750 | 25,284 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:49 am EDT | EASTMAN CHEMICAL COEMN | Lewis M KlingDirector | 967 | $90.98 | $57,863 | 27,787 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:08 pm EDT | GENERAL ELECTRIC COGE | Risa J Lavizzo-MoureyDirector | 2,336 | $24.40 | $56,998 | 3,356 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:39 pm EDT | NABORS INDUSTRIES LTDNBR | John P KottsDirector | 20,079 | $2.74 | $55,000 | 20,079 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:39 pm EDT | Chemours CoCC | Richard H BrownDirector | 1,037 | $50.61 | $52,483 | 20,916 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:20 pm EDT | ENERGIZER HOLDINGS, INC.ENR | J Patrick MulcahyDirector | 1,119 | $46.05 | $51,530 | 101,543 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:06 pm EDT | GENERAL ELECTRIC COGE | James E RohrDirector | 2,059 | $24.40 | $50,240 | 28,887 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | SMITH MICRO SOFTWARE INCSMSI | Andrew ArnoDirector | 50 | $1,000.00 | $50,000 | 50 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:08 pm EDT | Enstar Group LTDESGR | Robert J CampbellDirector | 219 | $226.85 | $49,750 | 13,616 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:14 pm EDT | LCI INDUSTRIESLCII | James GeroDirector | 428 | $115.85 | $49,594 | 1,417 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:59 pm EDT | PPL CorpPPL | Craig A RogersonDirector | 1,299 | $37.72 | $49,000 | 71,176 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:12 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Delphine ArnaultDirector | 1,832 | $26.60 | $48,731 | 26,110 | — | |
| Oct 2, 2017 AMForm 4 → | Oct 3, 6:13 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | James BreyerDirector | 3,415 | $26.60 | $48,731 | 28,852 | — | |
| Oct 2, 2017 AMForm 4 → | Oct 3, 6:14 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Viet D DinhDirector | 3,415 | $26.60 | $48,731 | 28,852 | — | |
| Oct 2, 2017 AMForm 4 → | Oct 3, 6:15 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Roderick I EddingtonDirector | 3,415 | $26.60 | $48,731 | 28,852 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:17 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Jacques A NasserDirector | 1,832 | $26.60 | $48,731 | 26,110 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:18 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Robert S SilbermanDirector | 1,832 | $26.60 | $48,731 | 26,110 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:19 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Tidjane ThiamDirector | 1,832 | $26.60 | $48,731 | 19,749 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:58 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Jeffrey W Ubben +8Director | 1,832 | $26.60 | $48,731 | 14,477 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | GENERAL ELECTRIC COGE | Andrea JungDirector | 1,906 | $24.40 | $46,506 | 149,035 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:54 pm EDT | PG&E CorpPCG | Forrest E MillerDirector | 679 | $68.13 | $46,250 | 18,360 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | CBS CORPCBS, CBS.A | William S CohenDirector | 776 | $58.21 | $45,174 | 32,758 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:08 pm EDT | GENERAL ELECTRIC COGE | Robert W LaneDirector | 1,844 | $24.40 | $44,994 | 146,321 | — | |
| Aug 9, 2017 XForm 4 → | Oct 3, 5:19 pm EDT | NEOGENOMICS INCNEO | Alison L. HannahDirector | 6,667 | $6.66 | $44,402 | 3,333 | — | late |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | GENERAL ELECTRIC COGE | Susan HockfieldDirector | 1,813 | $24.40 | $44,237 | 88,965 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | CBS CORPCBS, CBS.A | Doug MorrisDirector | 715 | $58.21 | $41,623 | 24,518 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:37 pm EDT | AMERICAN EXPRESS COAXP | Daniel VasellaDirector | 450 | $88.91 | $40,000 | 21,871 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:36 pm EDT | NAVISTAR INTERNATIONAL CORPNAV | Stanley A McChrystalDirector | 879 | $44.07 | $38,750 | 879 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:03 pm EDT | PPG INDUSTRIES INCPPG | Hugh GrantDirector | 349 | $111.00 | $38,750 | 63,005 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:42 pm EDT | AMERICAN EXPRESS COAXP | Ronald A WilliamsDirector | 422 | $88.91 | $37,500 | 59,749 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 11:51 am EDT | PPG INDUSTRIES INCPPG | Stephen F AngelDirector | 338 | $111.00 | $37,500 | 23,495 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:32 pm EDT | AbbVie Inc.ABBV | Glenn F TiltonDirector | 422 | $88.86 | $37,499 | 28,503 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:46 pm EDT | Vantiv, Inc.VNTV | Jeffrey E StieflerDirector | 514 | $70.47 | $36,222 | 55,629 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:52 pm EDT | FULLER H B COFUL | Patrick M. KivitsSenior VP, EIMEA | 622 | $58.06 | $36,113 | 643 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | CBS CORPCBS, CBS.A | David R AndelmanDirector | 616 | $58.21 | $35,860 | 28,103 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:04 pm EDT | NORFOLK SOUTHERN CORPNSC | Steven F LeerDirector | 265 | $132.24 | $35,000 | 37,851 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:02 pm EDT | INTEL CORPINTC | Frank D YearyDirector | 919 | $38.08 | $35,000 | 2,809 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:49 pm EDT | SUNTRUST BANKS INCSTI | M Douglas IvesterDirector | 577 | $59.83 | $34,500 | 59,646 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:59 pm EDT | MGM Growth Properties LLCMGP | Thomas A RobertsDirector | 1,138 | $30.21 | $34,375 | 12,003 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:57 pm EDT | PG&E CorpPCG | Richard C KellyDirector | 495 | $68.13 | $33,750 | 8,469 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:32 pm EDT | AMERICAN EXPRESS COAXP | John Joseph BrennanDirector | 380 | $88.91 | $33,750 | 3,339 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | HARRIS CORP /DE/HRS | James F AlbaughDirector | 256 | $131.68 | $33,750 | 1,332 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:11 pm EDT | HARRIS CORP /DE/HRS | Peter W ChiarelliDirector | 256 | $131.68 | $33,750 | 8,755 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:13 pm EDT | HARRIS CORP /DE/HRS | Thomas A DattiloDirector | 256 | $131.68 | $33,750 | 46,569 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:16 pm EDT | HARRIS CORP /DE/HRS | Roger FradinDirector | 256 | $131.68 | $33,750 | 1,096 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:18 pm EDT | HARRIS CORP /DE/HRS | Terry D GrowcockDirector | 256 | $131.68 | $33,750 | 30,550 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:21 pm EDT | HARRIS CORP /DE/HRS | Lewis Hay IIIDirector | 256 | $131.68 | $33,750 | 44,941 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:24 pm EDT | HARRIS CORP /DE/HRS | Vyomesh JoshiDirector | 256 | $131.68 | $33,750 | 5,931 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:27 pm EDT | HARRIS CORP /DE/HRS | Leslie F KenneDirector | 256 | $131.68 | $33,750 | 16,485 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | HARRIS CORP /DE/HRS | James C StoffelDirector | 256 | $131.68 | $33,750 | 19,813 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:33 pm EDT | HARRIS CORP /DE/HRS | Gregory T SwientonDirector | 256 | $131.68 | $33,750 | 84,550 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:35 pm EDT | HARRIS CORP /DE/HRS | Hansel E Tookes IIDirector | 256 | $131.68 | $33,750 | 30,877 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:50 pm EDT | BRISTOL MYERS SQUIBB COBMY | Alan J LacyDirector | 520 | $63.74 | $33,125 | 57,796 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:18 pm EDT | ABBOTT LABORATORIESABT | Glenn F TiltonDirector | 618 | $53.36 | $32,976 | 30,902 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:32 pm EDT | AbbVie Inc.ABBV | Edward J RappDirector | 368 | $88.86 | $32,700 | 11,971 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:58 pm EDT | EQUIFAX INCEFX | Robert D DaleoDirector | 307 | $105.99 | $32,539 | 18,057 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:19 pm EDT | PG&E CorpPCG | Roger H KimmelDirector | 477 | $68.13 | $32,500 | 8,640 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:49 pm EDT | BRISTOL MYERS SQUIBB COBMY | Peter J ArduiniDirector | 510 | $63.74 | $32,500 | 8,821 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:49 pm EDT | BRISTOL MYERS SQUIBB COBMY | Gerald L StorchDirector | 510 | $63.74 | $32,500 | 37,593 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:50 pm EDT | BRISTOL MYERS SQUIBB COBMY | Matthew EmmensDirector | 510 | $63.74 | $32,500 | 4,219 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:48 pm EDT | PPL CorpPPL | Rodney C AdkinsDirector | 862 | $37.72 | $32,500 | 13,621 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:49 pm EDT | PPL CorpPPL | John W ConwayDirector | 862 | $37.72 | $32,500 | 130,314 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:51 pm EDT | PPL CorpPPL | Steven G ElliottDirector | 862 | $37.72 | $32,500 | 33,053 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:52 pm EDT | PPL CorpPPL | Venkata R MadabhushiDirector | 862 | $37.72 | $32,500 | 29,347 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 1:00 pm EDT | PPL CorpPPL | Natica von AlthannDirector | 862 | $37.72 | $32,500 | 37,679 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 1:01 pm EDT | PPL CorpPPL | Keith H WilliamsonDirector | 862 | $37.72 | $32,500 | 59,226 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | NAVISTAR INTERNATIONAL CORPNAV | Michael SirignanoDirector | 737 | $44.07 | $32,500 | 737 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:18 pm EDT | ABBOTT LABORATORIESABT | John G StrattonDirector | 590 | $53.36 | $31,482 | 590 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:35 pm EDT | AMERICAN EXPRESS COAXP | Ursula M BurnsDirector | 351 | $88.91 | $31,250 | 69,381 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | NAVISTAR INTERNATIONAL CORPNAV | Mark H Rachesky M.D.Director, 10% Owner | 709 | $44.07 | $31,250 | 709 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:32 pm EDT | NAVISTAR INTERNATIONAL CORPNAV | Vincent J IntrieriDirector | 709 | $44.07 | $31,250 | 709 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:01 pm EDT | HONEYWELL INTERNATIONAL INCHON | Judd A. GreggDirector | 220 | $141.74 | $31,250 | 10,502 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:02 pm EDT | HONEYWELL INTERNATIONAL INCHON | Robin L WashingtonDirector | 220 | $141.74 | $31,250 | 6,572 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:32 pm EDT | AbbVie Inc.ABBV | Edward M LiddyDirector | 351 | $88.86 | $31,190 | 19,147 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | CBS CORPCBS, CBS.A | Martha L. MinowDirector | 534 | $58.21 | $31,086 | 463 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:50 pm EDT | BRISTOL MYERS SQUIBB COBMY | Robert J BertoliniDirector | 480 | $63.74 | $30,625 | 4,167 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:51 pm EDT | BRISTOL MYERS SQUIBB COBMY | Dinesh C PaliwalDirector | 480 | $63.74 | $30,625 | 16,364 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:29 pm EDT | CBS CORPCBS, CBS.A | Shari RedstoneVice Chair, Director | 516 | $58.21 | $30,039 | 14,379 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:38 pm EDT | AMERICAN EXPRESS COAXP | Anne LauvergeonDirector | 337 | $88.91 | $30,000 | 17,315 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:45 pm EDT | AMERICAN EXPRESS COAXP | Michael O LeavittDirector | 337 | $88.91 | $30,000 | 11,183 | — | |
| Oct 2, 2017 JForm 4 → | Oct 3, 6:57 pm EDT | PACCAR INCPCAR | Charles R WilliamsonDirector | 411 | $72.92 | $30,000 | 38,025 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:41 pm EDT | PG&E CorpPCG | Eric D. MullinsDirector | 440 | $68.13 | $30,000 | 2,367 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:22 pm EDT | EQUIFAX INCEFX | Siri S MarshallDirector | 277 | $105.99 | $29,359 | 2,469 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:13 pm EDT | LCI INDUSTRIESLCII | David A ReedDirector | 249 | $115.85 | $28,894 | 826 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:34 pm EDT | AMERICAN EXPRESS COAXP | Theodore LeonsisDirector | 323 | $88.91 | $28,750 | 25,120 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:20 pm EDT | ENERGIZER HOLDINGS, INC.ENR | Cynthia J BrinkleyDirector | 608 | $46.05 | $27,998 | 1,585 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:51 pm EDT | SUNTRUST BANKS INCSTI | David M RatcliffeDirector | 464 | $59.83 | $27,750 | 22,354 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:58 pm EDT | SONOCO PRODUCTS COSON | Harry A CockrellDirector | 539 | $50.98 | $27,499 | 10,065 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:59 pm EDT | SONOCO PRODUCTS COSON | Pamela Lewis DaviesDirector | 539 | $50.98 | $27,499 | 33,415 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:14 pm EDT | LCI INDUSTRIESLCII | John B Lowe Jr.Director | 235 | $115.85 | $27,282 | 794 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:21 pm EDT | EQUIFAX INCEFX | L Phillip HumannDirector | 257 | $105.99 | $27,239 | 43,114 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:48 pm EDT | VISTEON CORPVC | Naomi M. BergmanDirector | 211 | $124.14 | $26,195 | 1,404 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:49 pm EDT | VISTEON CORPVC | Rouzbeh Yassini-FardDirector | 211 | $124.14 | $26,195 | 1,032 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 9:00 pm EDT | BRINKS COBCO | Peter A FeldDirector | 302 | $84.25 | $25,444 | 1,163 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:02 pm EDT | MAGELLAN MIDSTREAM PARTNERS LPMMP | Edward J GuayDirector | 356 | $70.94 | $25,255 | 3,722 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:58 pm EDT | INTEL CORPINTC | Charlene BarshefskyDirector | 657 | $38.08 | $25,000 | 45,827 | — | |
| Sep 29, 2017 JForm 4 → | Oct 3, 4:49 pm EDT | ASHLAND GLOBAL HOLDINGS INCASH | Michael J WardDirector | 382 | $65.39 | $24,979 | 73,595 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | CBS CORPCBS, CBS.A | Robert N. KliegerDirector | 428 | $58.21 | $24,916 | 215 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:24 pm EDT | NCR CORPNCR | Edward P BoykinDirector | 660 | $37.52 | $24,763 | 660 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:56 pm EDT | CABOT CORPCBT | Matthais L. WolfgruberDirector | 444 | $55.80 | $24,750 | 6,296 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:53 pm EDT | SUNTRUST BANKS INCSTI | Bruce L TannerDirector | 414 | $59.83 | $24,750 | 4,084 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:56 pm EDT | CABOT CORPCBT | Cabot Juan EnriquezDirector | 439 | $55.80 | $24,500 | 32,017 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:21 pm EDT | EQUIFAX INCEFX | Walter W Driver Jr.Director | 230 | $105.99 | $24,378 | 5,585 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:22 pm EDT | EQUIFAX INCEFX | Elane B StockDirector | 230 | $105.99 | $24,378 | 407 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | NCR CORPNCR | Richard L ClemmerDirector | 633 | $37.52 | $23,750 | 633 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:35 pm EDT | NCR CORPNCR | Robert P DerodesDirector | 633 | $37.52 | $23,750 | 633 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 7:03 pm EDT | FRANKLIN RESOURCES INCBEN | Laura SteinDirector | 531 | $44.73 | $23,750 | 14,024 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:31 pm EDT | KEYCORP /NEW/KEY | William G Gisel Jr.Director | 1,261 | $18.82 | $23,732 | 49,627 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:13 pm EDT | LCI INDUSTRIESLCII | Frederick B Hegi Jr.Director | 205 | $115.85 | $23,719 | 678 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:08 pm EDT | Enstar Group LTDESGR | James D Carey +1Director | 104 | $226.85 | $23,500 | 3,303 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:50 pm EDT | SUNTRUST BANKS INCSTI | Dallas S ClementDirector | 389 | $59.83 | $23,250 | 4,028 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:04 pm EDT | NORFOLK SOUTHERN CORPNSC | Erskine B BowlesDirector | 170 | $132.24 | $22,500 | 7,902 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:04 pm EDT | NORFOLK SOUTHERN CORPNSC | Wesley G BushDirector | 170 | $132.24 | $22,500 | 5,992 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:04 pm EDT | NORFOLK SOUTHERN CORPNSC | Michael D LockhartDirector | 170 | $132.24 | $22,500 | 12,893 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:56 pm EDT | MGM Growth Properties LLCMGP | Robert W SmithDirector | 745 | $30.21 | $22,500 | 2,265 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:34 pm EDT | KEYCORP /NEW/KEY | Richard J HippleDirector | 1,195 | $18.82 | $22,490 | 43,216 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:37 pm EDT | KEYCORP /NEW/KEY | Kristen L ManosDirector | 1,195 | $18.82 | $22,490 | 77,020 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:47 pm EDT | Vantiv, Inc.VNTV | Boon SIMDirector | 319 | $70.47 | $22,480 | 7,107 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:14 pm EDT | SEMPRA ENERGYSRE | Alan L BoeckmannDirector | 185 | $113.98 | $21,125 | 15,834 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:29 pm EDT | R1 RCM INC.RCM | Alex MandlDirector | 12,225 | $1.64 | $20,049 | 12,225 | — | |
| Oct 2, 2017 JForm 4 → | Oct 3, 7:02 pm EDT | PACCAR INCPCAR | Beth FordDirector | 274 | $72.92 | $20,000 | 5,658 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:37 pm EDT | KEYCORP /NEW/KEY | Barbara R SnyderDirector | 1,062 | $18.82 | $19,987 | 74,722 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:49 pm EDT | BRISTOL MYERS SQUIBB COBMY | Michael GrobsteinDirector | 275 | $63.74 | $17,500 | 68,554 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:21 pm EDT | ENERGIZER HOLDINGS, INC.ENR | Robert V VitaleDirector | 362 | $46.05 | $16,670 | 362 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:28 pm EDT | KEYCORP /NEW/KEY | Alexander M CutlerDirector | 863 | $18.82 | $16,242 | 72,658 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:50 pm EDT | BRISTOL MYERS SQUIBB COBMY | Theodore R. Samuels IIDirector | 240 | $63.74 | $15,313 | 3,566 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:31 pm EDT | R1 RCM INC.RCM | John B Henneman IIIDirector | 9,169 | $1.64 | $15,037 | 9,169 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:40 pm EDT | AMERICAN EXPRESS COAXP | Ralph de la VegaDirector | 169 | $88.91 | $15,000 | 5,988 | — | |
| Oct 2, 2017 JForm 4 → | Oct 3, 7:00 pm EDT | PACCAR INCPCAR | Kaufmann LuizDirector | 206 | $72.92 | $15,000 | 12,344 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:08 pm EDT | Enstar Group LTDESGR | Bernard F. BeckerDirector | 66 | $226.85 | $14,875 | 1,938 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:06 pm EDT | BRINKS COBCO | Paul G BoyntonDirector | 176 | $84.25 | $14,828 | 725 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:58 pm EDT | AquaVenture Holdings LtdWAAS | Paul T HanrahanDirector | 1,085 | $13.55 | $14,700 | 2,036 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:17 pm EDT | SEMPRA ENERGYSRE | William D JonesDirector | 120 | $113.98 | $13,675 | 27,039 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:57 pm EDT | AquaVenture Holdings LtdWAAS | Brian O'NeillDirector | 996 | $13.55 | $13,500 | 1,870 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:11 pm EDT | Post Holdings, Inc.POST | Jay W BrownDirector | 145 | $88.27 | $12,777 | 15,007 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:57 pm EDT | AquaVenture Holdings LtdWAAS | Hugh M EvansDirector | 930 | $13.55 | $12,600 | 1,745 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:15 pm EDT | SEMPRA ENERGYSRE | Kathleen BrownDirector | 110 | $113.98 | $12,500 | 6,595 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:15 pm EDT | SEMPRA ENERGYSRE | Andres ConesaDirector | 110 | $113.98 | $12,500 | 366 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:16 pm EDT | SEMPRA ENERGYSRE | Maria Contreras-SweetDirector | 110 | $113.98 | $12,500 | 342 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:17 pm EDT | SEMPRA ENERGYSRE | Pablo FerreroDirector | 110 | $113.98 | $12,500 | 2,124 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:18 pm EDT | SEMPRA ENERGYSRE | Bethany MayerDirector | 110 | $113.98 | $12,500 | 2,056 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:19 pm EDT | SEMPRA ENERGYSRE | William G OuchiDirector | 110 | $113.98 | $12,500 | 20,274 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:19 pm EDT | SEMPRA ENERGYSRE | William C RusnackDirector | 110 | $113.98 | $12,500 | 26,043 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:20 pm EDT | SEMPRA ENERGYSRE | Lynn SchenkDirector | 110 | $113.98 | $12,500 | 13,854 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:21 pm EDT | SEMPRA ENERGYSRE | Jack T TaylorDirector | 110 | $113.98 | $12,500 | 7,653 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:21 pm EDT | SEMPRA ENERGYSRE | James C YardleyDirector | 110 | $113.98 | $12,500 | 7,429 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:12 pm EDT | BRINKS COBCO | Ronald James DomanicoEVP, Chief Financial Officer | 137 | $84.25 | $11,500 | 2,927 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:06 pm EDT | Zynerba Pharmaceuticals, Inc.ZYNE | Thomas L HarrisonDirector | 2,057 | $5.47 | $11,252 | 2,057 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:11 pm EDT | Post Holdings, Inc.POST | David P SkarieDirector | 120 | $88.27 | $10,555 | 12,838 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | John L AdamsDirector | 328 | $31.90 | $10,463 | 29,818 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:52 pm EDT | FULLER H B COFUL | Zhiwei CaiSr. VP, Engineering Adhesives | 173 | $58.06 | $10,044 | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:11 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | David W BieglerDirector | 309 | $31.90 | $9,857 | 15,542 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:04 am EDT | SAUL CENTERS INCBFS | George Patrick Clancy Jr.Director | 156 | $63.28 | $9,850 | 4,506 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | BRINKS COBCO | Douglas A PertzPresident and CEO, Director | 113 | $84.25 | $9,500 | 2,719 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | PRINCIPAL FINANCIAL GROUP INCPFG | James P McCaughanPresident - Global Asset Mgmt. | 147 | $64.34 | $9,452 | 20,258 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:05 pm EDT | Zynerba Pharmaceuticals, Inc.ZYNE | William J FedericiDirector | 1,714 | $5.47 | $9,376 | 1,714 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:04 pm EDT | Fidelity National Information Services, Inc.FIS | David K HuntDirector | 100 | $93.39 | $9,330 | 32,273 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:06 pm EDT | TELEFLEX INCTFX | Stephen K. Klasko M.D.Director | 200 | $46.12 | $9,224 | 800 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:11 pm EDT | Post Holdings, Inc.POST | Robert E GroteDirector | 101 | $88.27 | $8,889 | 12,886 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:12 pm EDT | Post Holdings, Inc.POST | David W KemperDirector | 101 | $88.27 | $8,889 | 2,799 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:12 pm EDT | Post Holdings, Inc.POST | Edwin H CallisonDirector | 101 | $88.27 | $8,889 | 11,248 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 6:37 pm EDT | Pershing Gold Corp.PGLC | Edward M KarrDirector | 2,797 | $2.95 | $8,251 | 18,573 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:17 pm EDT | ABBOTT LABORATORIESABT | Robert J AlpernDirector | 147 | $53.36 | $7,844 | 6,502 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:11 pm EDT | BRINKS COBCO | Thomas ColanController | 88 | $84.25 | $7,427 | 3,441 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 6:38 pm EDT | Pershing Gold Corp.PGLC | Barry C HonigDirector, 10% Owner | 2,458 | $2.95 | $7,251 | 17,002 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:07 pm EDT | Enstar Group LTDESGR | Hiteshkumar R. PatelDirector | 29 | $226.85 | $6,500 | 1,266 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:32 pm EDT | AbbVie Inc.ABBV | Robert J AlpernDirector | 73 | $88.86 | $6,487 | 5,589 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:16 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | Ronald J GaffordDirector | 203 | $31.90 | $6,476 | 50,161 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:02 pm EDT | Fidelity National Information Services, Inc.FIS | Keith W HughesDirector | 68 | $93.39 | $6,338 | 21,925 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:08 pm EDT | SAUL CENTERS INCBFS | B Francis Saul IIChief Executive Officer, Director, 10% Owner | 98 | $63.28 | $6,200 | 29,452 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:15 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | Leldon E EcholsDirector | 179 | $31.90 | $5,710 | 44,074 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:06 pm EDT | Zynerba Pharmaceuticals, Inc.ZYNE | Kenneth I MochDirector | 971 | $5.47 | $5,311 | 971 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:43 pm EDT | PPG INDUSTRIES INCPPG | Michael H McGarryChairman of the Board and CEO, Director | 44 | $108.66 | $4,774 | 2,310 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:12 pm EDT | BRINKS COBCO | McAlister C Marshall IISVP, Gen Counsel & CAO | 55 | $84.25 | $4,631 | 42,369 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:07 pm EDT | DowDuPont Inc.DWDP | Lois D JuliberDirector | 58 | $69.23 | $4,025 | 13,636 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:39 pm EDT | NAVISTAR INTERNATIONAL CORPNAV | Daniel A NinivaggiDirector | 89 | $44.07 | $3,913 | 89 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:13 pm EDT | BRINKS COBCO | Rohan PalSVP, Chief Information Officer | 46 | $84.25 | $3,850 | 1,430 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:18 pm EDT | PRINCIPAL FINANCIAL GROUP INCPFG | Timothy Mark DunbarEVP & Chief Investment Officer | 48 | $64.34 | $3,095 | 6,649 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:20 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | Douglas L RockDirector | 96 | $31.90 | $3,062 | 23,609 | — | |
| Oct 3, 2017 CMForm 4 → | Oct 3, 7:29 pm EDT | Trade Desk, Inc.TTD | Paul RossChief Financial Officer | 10,389 | $0.819 | $2,836 | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:25 pm EDT | STEPAN COSCL | Edward J WehmerDirector | 30 | $83.66 | $2,510 | 12,304 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:29 pm EDT | CBS CORPCBS, CBS.A | Gary L CountrymanDirector | 41 | $58.21 | $2,387 | 6,643 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:26 am EDT | EASTMAN CHEMICAL COEMN | David A. GoldenSVP,CLO | 24 | $90.98 | $2,184 | 3,128 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:29 pm EDT | CBS CORPCBS, CBS.A | Joseph A CalifanoDirector | 32 | $58.22 | $1,863 | 3,239 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:14 pm EDT | DENTSPLY SIRONA Inc.XRAY | Michael J ColemanDirector | 28 | $59.03 | $1,660 | 19,000 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:06 pm EDT | DowDuPont Inc.DWDP | Marillyn A HewsonDirector | 20 | $69.23 | $1,359 | 4,603 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:18 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | Melendy E LovettSVP & Chief Admin Officer | 42 | $31.90 | $1,340 | 10,389 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:46 pm EDT | PPG INDUSTRIES INCPPG | Vincent J MoralesSenior VP & CFO | 12 | $108.66 | $1,317 | 299 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 5:29 pm EDT | CBS CORPCBS, CBS.A | Arnold KopelsonDirector | 22 | $58.22 | $1,281 | 3,635 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:02 pm EDT | DowDuPont Inc.DWDP | Robert A BrownDirector | 18 | $69.23 | $1,247 | 4,225 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:37 pm EDT | PPG INDUSTRIES INCPPG | Viktoras R SekmakasExecutive Vice President | 10 | $108.66 | $1,108 | 1,022 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:25 pm EDT | STEPAN COSCL | Gregory E LawtonDirector | 13 | $83.66 | $1,088 | 5,526 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:40 pm EDT | PPG INDUSTRIES INCPPG | Timothy M KnavishSr. VP, Industrial Coatings | 9 | $108.66 | $1,024 | 6,751 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:39 pm EDT | PPG INDUSTRIES INCPPG | Glenn E Bost IISr. VP & Gen. Counsel | 9 | $108.66 | $941 | 674 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:16 pm EDT | DENTSPLY SIRONA Inc.XRAY | Francis J LungerDirector | 16 | $59.03 | $915 | 10,477 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:10 pm EDT | BRINKS COBCO | Michael F BeechExecutive Vice President | 10 | $84.25 | $800 | 6,532 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:39 pm EDT | PFIZER INCPFE | Albert BourlaGroup President | 21 | $35.70 | $750 | 10,759 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:21 pm EDT | PRINCIPAL FINANCIAL GROUP INCPFG | Daniel Joseph HoustonChairman, President & CEO, Director | 10 | $64.34 | $656 | 1,410 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:13 pm EDT | TRINITY INDUSTRIES INCNYSE/TRN | Antonio CarrilloDirector | 19 | $31.90 | $606 | 4,621 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | PRINCIPAL FINANCIAL GROUP INCPFG | Gary P ScholtenEVP & Ch Info Officer | 9 | $64.34 | $605 | 1,293 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:39 pm EDT | PFIZER INCPFE | John D YoungGroup President | 11 | $35.70 | $393 | 8,787 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:26 pm EDT | STEPAN COSCL | Randall S. DearthDirector | 3 | $83.66 | $251 | 1,216 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:04 pm EDT | DowDuPont Inc.DWDP | Edward D BreenChief Executive Officer, Director | 3 | $69.23 | $217 | 736 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:23 pm EDT | STEPAN COSCL | Michael Ross BoyceDirector | 2 | $83.66 | $167 | 725 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:39 pm EDT | PFIZER INCPFE | Rady A JohnsonExecutive Vice President | 4 | $35.70 | $143 | 4,246 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:13 pm EDT | DENTSPLY SIRONA Inc.XRAY | Eric BrandtDirector | 2 | $59.03 | $126 | 1,444 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:11 pm EDT | DowDuPont Inc.DWDP | James C. Collins Jr.Chief Operating Officer | 0 | $69.23 | $1 | 2 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:00 pm EDT | REGENERON PHARMACEUTICALS INCREGN | Charles A BakerDirector | 2,000 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:02 pm EDT | NEW RELIC, INC.NEWR | Robin SchulmanVP, General Counsel /Secretary | 445 | — | — | 6,673 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:03 pm EDT | L3 TECHNOLOGIES, INC.LLL | Michael T StrianeseSee Remarks, Director | 22,547 | — | — | 45,092 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:05 pm EDT | MOODYS CORP /DE/MCO | Melanie HughesSVP & Chief HR Officer | 4,356 | — | — | 4,356 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:05 pm EDT | GelTech Solutions, Inc.GLTC | Warren B Mosler10% Owner | 347,223 | — | — | 347,223 | — | |
| Sep 30, 2017 AMForm 4 → | Oct 3, 4:06 pm EDT | Moelis & CoMC | Eric CantorMD & Vice Chairman, Director | 2,374 | — | — | 2,337 | — | |
| Sep 29, 2017 PForm 4 → | Oct 3, 4:06 pm EDT | Bellerophon Therapeutics, Inc.BLPH | Jonathan M PeacockDirector | 248,962 | — | — | 248,962 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 4:06 pm EDT | ASB Bancorp IncASBB | Vikki D BaileyEVP& Chief Retail Officer | 15,250 | — | — | 0 | — | |
| Sep 29, 2017 PForm 4 → | Oct 3, 4:06 pm EDT | Bellerophon Therapeutics, Inc.BLPH | Jens LuehringDirector, 10% Owner | 10,000 | — | — | 10,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:07 pm EDT | ASURE SOFTWARE INCASUR | Kelyn BrannonChief Financial Officer | 100,000 | — | — | 100,000 | — | |
| Sep 29, 2017 PForm 4 → | Oct 3, 4:07 pm EDT | Bellerophon Therapeutics, Inc.BLPH | Naseem AminDirector | 456,432 | — | — | 456,432 | — | |
| Oct 1, 2017 CMForm 4 → | Oct 3, 4:08 pm EDT | Wayfair Inc.W | Steve OblakSVP and GM, Wayfair.com | 1,500 | — | — | 0 | — | |
| Oct 1, 2017 CMForm 4 → | Oct 3, 4:08 pm EDT | Wayfair Inc.W | Edmond MacriChief Product/Marketing | 1,500 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:08 pm EDT | CVS HEALTH CorpCVS | Thomas M MoriartyEVP & General Counsel | 20,547 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:09 pm EDT | ALLSTATE CORPALL | Gregg M SherrillDirector | 1,125 | — | — | 1,125 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:09 pm EDT | GENERAL ELECTRIC COGE | Jan HauserVice President | 1,800 | — | — | 7,200 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:11 pm EDT | FACTSET RESEARCH SYSTEMS INCFDS | Frederick Philip SnowChief Executive Officer, Director | 7,334 | — | — | 188,415 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:12 pm EDT | CTI BIOPHARMA CORPCTIC | David KirskeEVP, Chief Financial Officer | 315,000 | — | — | 315,000 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:14 pm EDT | PARKER DRILLING CO /DE/PKD | Michael W SumruldSr. VP and CFO | 159,091 | — | — | 159,091 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:15 pm EDT | QUALITY CARE PROPERTIES, INC.QCP | Paul J KlaassenDirector | 1,935 | — | — | 10,042 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:15 pm EDT | DELTA APPAREL, INCDLA | Justin Marshall GrowV.P. Admin. & General Counsel | 6,000 | — | — | 6,000 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:15 pm EDT | QUALITY CARE PROPERTIES, INC.QCP | M Kathleen SmalleyDirector | 806 | — | — | 8,391 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:16 pm EDT | QUALITY CARE PROPERTIES, INC.QCP | Jerry L DoctrowDirector | 1,612 | — | — | 9,467 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:16 pm EDT | QUALITY CARE PROPERTIES, INC.QCP | Donald C WoodDirector | 1,612 | — | — | 9,467 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:16 pm EDT | DELTA APPAREL, INCDLA | Deborah H MerrillCFO & President, Delta Basics | 12,000 | — | — | 12,000 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:19 pm EDT | AMERICAN TOWER CORP /MA/AMT | Edmund DiSantoEVP, Chief Admin Ofr, GC & Sec | 10,000 | — | — | 0 | — | |
| Oct 2, 2017 CForm 4 → | Oct 3, 4:22 pm EDT | MINDBODY, Inc.MB | Richard Lee StollmeyerCEO, Director | 17,739 | — | — | 775,281 | — | |
| Oct 2, 2017 XForm 4 → | Oct 3, 4:23 pm EDT | Quintiles IMS Holdings, Inc.Q | Ari BousbibSee Remarks, Director | 46,080 | — | — | 276,480 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:23 pm EDT | EnSync, Inc.ESNC | Manfred E BirnbaumDirector | 18,181 | — | — | 0 | — | |
| Oct 2, 2017 CMForm 4 → | Oct 3, 4:23 pm EDT | MINDBODY, Inc.MB | Brett T WhiteCFO & COO | 30,000 | — | — | 0 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:23 pm EDT | PNC FINANCIAL SERVICES GROUP, INC.PNC | Donald J ShepardDirector | 226 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:24 pm EDT | HALLIBURTON COHAL | Abdulaziz Fahd Al KhayyalDirector | 327 | — | — | 3,623 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:24 pm EDT | AMARIN CORP PLC\UKAMRN | Joseph T KennedyGeneral Counsel | 53,438 | — | — | 43,750 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:24 pm EDT | EnSync, Inc.ESNC | Theodore SternDirector | 18,181 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:24 pm EDT | AMARIN CORP PLC\UKAMRN | John F TheroPresident and CEO, Director | 37,500 | — | — | 262,500 | — | |
| Sep 29, 2017 XForm 4 → | Oct 3, 4:25 pm EDT | MAGELLAN HEALTH INCMGLN | Jeffrey N WestSVP & Controller | 18,511 | — | — | 17,370 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:26 pm EDT | Taylor Morrison Home CorpTMHC | Peter R. LaneDirector | 1,058 | — | — | 23,909 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:26 pm EDT | Liberty Tax, Inc.TAX | John T HewittDirector, 10% Owner | 22,817 | — | — | 0 | — | |
| Oct 2, 2017 XForm 4 → | Oct 3, 4:26 pm EDT | MAGELLAN HEALTH INCMGLN | Jeffrey N WestSVP & Controller | 19,007 | — | — | 14,420 | — | |
| Aug 4, 2017 AForm 4 → | Oct 3, 4:27 pm EDT | CLOROX CO /DE/CLX | Christopher J WilliamsDirector | 210 | — | — | 3,497 | — | late |
| Aug 4, 2017 AForm 4 → | Oct 3, 4:27 pm EDT | CLOROX CO /DE/CLX | Russell J WeinerDirector | 191 | — | — | 489 | — | late |
| Aug 4, 2017 AForm 4 → | Oct 3, 4:27 pm EDT | CLOROX CO /DE/CLX | Spencer C FleischerDirector | 210 | — | — | 3,497 | — | late |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:28 pm EDT | FINJAN HOLDINGS, INC.FNJN | Philip HartsteinPresident & CEO | 12,500 | — | — | 62,500 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 4:28 pm EDT | ASB Bancorp IncASBB | Kirby A TyndallEVP & Chief Financial Officer | 25,544 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:29 pm EDT | HALLIBURTON COHAL | Alan M BennettDirector | 874 | — | — | 25,099 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | ANGI Homeservices Inc.ANGI | Thomas R EvansDirector | 19,592 | — | — | 19,592 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | ANGI Homeservices Inc.ANGI | Bowman Angela R. HicksDirector | 250,000 | — | — | 250,000 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:30 pm EDT | KEYCORP /NEW/KEY | Ruth Ann M GillisDirector | 11,495 | — | — | 62,936 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | ANGI Homeservices Inc.ANGI | Alesia J HaasDirector | 19,592 | — | — | 19,592 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:30 pm EDT | ANGI Homeservices Inc.ANGI | Suzy WelchDirector | 19,592 | — | — | 19,592 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:31 pm EDT | ANGI Homeservices Inc.ANGI | Yilu ZhaoDirector | 19,592 | — | — | 19,592 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:33 pm EDT | AETNA INC /PA/AET | Roger N FarahDirector | 201 | — | — | 17,236 | — | |
| Sep 29, 2017 JForm 4 → | Oct 3, 4:33 pm EDT | ANGI Homeservices Inc.ANGI | Iac/interactivecorp10% Owner | 414,753,515 | — | — | 414,753,615 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 4:34 pm EDT | BLACKLINE, INC.BL | Kevin B ThompsonDirector | 3,633 | — | — | 3,633 | — | |
| Sep 29, 2017 JForm 4 → | Oct 3, 4:35 pm EDT | ANGI Homeservices Inc.ANGI | Chris TerrillCEO, Director | 11,148,900 | — | — | 3,716,300 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:36 pm EDT | HALLIBURTON COHAL | James R BoydDirector | 145 | — | — | 36,792 | — | |
| Jun 8, 2017 AForm 4/A → | Oct 3, 4:37 pm EDT | ETSY INCETSY | Margaret Mary SmythDirector | 10,303 | — | — | 10,303 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:39 pm EDT | R1 RCM INC.RCM | TCP-ASC ACHI Series LLLP +7Director, 10% Owner | 4,460 | — | — | 227,483 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:39 pm EDT | Qorvo, Inc.QRVO | James L KleinVP and Pres. Infra. & Defense | 2,600 | — | — | 4,811 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:39 pm EDT | EMERSON ELECTRIC COEMR | Sara Yang BoscoSr. VP, Secy and Gen. Counsel | 6,880 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 4:39 pm EDT | ETSY INCETSY | Linda F KozlowskiChief Operating Officer | 6,498 | — | — | 27,973 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 4:40 pm EDT | EASTMAN KODAK COKODK | Steven OvermanSenior Vice President | 98,086 | — | — | 58,923 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:40 pm EDT | EMERSON ELECTRIC COEMR | Mark J BulandaSr. VP Acqs., Planning & Dev. | 17,200 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:41 pm EDT | HALLIBURTON COHAL | Milton CarrollDirector | 731 | — | — | 26,953 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:41 pm EDT | EMERSON ELECTRIC COEMR | Bell Katherine ButtonSr. VP & Chief Marketing Off. | 17,200 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:42 pm EDT | CTI BIOPHARMA CORPCTIC | Bruce J. SeeleyEVP, Chief Operating Officer | 350,000 | — | — | 350,000 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:42 pm EDT | AETNA INC /PA/AET | Betsy Z CohenDirector | 175 | — | — | 28,384 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 4:42 pm EDT | ASB Bancorp IncASBB | David A KozakEVP & Chief Credit Officer | 51,000 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:43 pm EDT | AMERISOURCEBERGEN CORPABC | Steven H CollisChairman, President & CEO, Director | 21,350 | — | — | 262,117 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:44 pm EDT | EMERSON ELECTRIC COEMR | Frank J DellaquilaSenior Exec. VP and CFO | 44,720 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:46 pm EDT | Veritex Holdings, Inc.VBTX | Thomas J MastorDirector | 250 | — | — | 375 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:46 pm EDT | EMERSON ELECTRIC COEMR | David N FarrChairman of Board & CEO, Director | 163,400 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:47 pm EDT | United Continental Holdings, Inc.UAL | Walter IsaacsonDirector | 501 | — | — | 1,423 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:48 pm EDT | United Continental Holdings, Inc.UAL | L E SimmonsDirector | 511 | — | — | 1,450 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:48 pm EDT | Veritex Holdings, Inc.VBTX | Tilman J Falgout IIIDirector | 250 | — | — | 375 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:48 pm EDT | HALLIBURTON COHAL | Nance K DiccianiDirector | 54 | — | — | 13,716 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:48 pm EDT | United Continental Holdings, Inc.UAL | Edward ShapiroDirector | 501 | — | — | 1,423 | — | |
| Aug 9, 2017 AForm 4/A → | Oct 3, 4:48 pm EDT | Steris plcSTE | Jacqueline B KosecoffDirector | 1,158 | — | — | 231 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:49 pm EDT | PAID INCPAYD:OTC | David OgdenDirector | 10,000 | — | — | 10,000 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:49 pm EDT | Veritex Holdings, Inc.VBTX | Mark C GriegeDirector | 375 | — | — | 375 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:49 pm EDT | EMERSON ELECTRIC COEMR | Edward L MonserPresident | 29,240 | — | — | 0 | — | amended |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:50 pm EDT | HENRY SCHEIN INCHSIC | Barry J AlperinDirector | 146 | — | — | 9,804 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:50 pm EDT | Veritex Holdings, Inc.VBTX | Blake BozmanDirector | 375 | — | — | 375 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:51 pm EDT | EMERSON ELECTRIC COEMR | Steven J. PelchExec VP - Org. Planning & Dev. | 8,944 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:51 pm EDT | PAID INCPAYD:OTC | Laurie Diane BradleyDirector | 12,500 | — | — | 12,500 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 4:51 pm EDT | VISTEON CORPVC | Christian A GarciaEVP & Chief Financial Officer | 438 | — | — | 877 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:51 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Peter R. FisherDirector | 45 | — | — | 8,750 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:51 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | William G JurgensenDirector | 55 | — | — | 10,850 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Samuel J. MerksamerDirector | 22 | — | — | 4,441 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Linda A MillsDirector | 31 | — | — | 6,197 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | W Don CornwellDirector | 79 | — | — | 15,472 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:52 pm EDT | EMERSON ELECTRIC COEMR | Edgar M Purvis Jr.Exec. Vice President and COO | 34,400 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | PAID INCPAYD:OTC | Andrew PilaroDirector | 15,000 | — | — | 15,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Theresa M StoneDirector | 807 | — | — | 24,148 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | John H FitzpatrickDirector | 72 | — | — | 14,332 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Christopher S. LynchDirector | 79 | — | — | 15,621 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Henry S MillerDirector | 79 | — | — | 15,621 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Ronald A RittenmeyerDirector | 79 | — | — | 15,621 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Douglas M SteenlandDirector | 79 | — | — | 15,621 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | AMERICAN INTERNATIONAL GROUP INCAIG | Johnson Suzanne M NoraDirector | 95 | — | — | 18,908 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:52 pm EDT | United Continental Holdings, Inc.UAL | James M WhitehurstDirector | 501 | — | — | 1,423 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:53 pm EDT | HENRY SCHEIN INCHSIC | E Dianne RekowDirector | 277 | — | — | 3,321 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:53 pm EDT | EMERSON ELECTRIC COEMR | Richard J SchlueterVP, Contr. & Chief Acc. Off. | 10,320 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:54 pm EDT | EMERSON ELECTRIC COEMR | Robert T SharpExec. Pres. Comm & Res. Sols. | 14,620 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:54 pm EDT | MATTEL INC /DE/MAT | Joseph J EuteneuerChief Financial Officer | 900,576 | — | — | 58,140 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 4:54 pm EDT | ASB Bancorp IncASBB | Suzanne S DeFeriePresident & CEO, Director | 74,544 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:57 pm EDT | MATTEL INC /DE/MAT | Amanda J ThompsonEVP & CHIEF PEOPLE OFFICER | 216,556 | — | — | 22,610 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:57 pm EDT | AT&T INC.T | Brian D LesserCEO-AT&T Advertising&Analytics | 8,569 | — | — | 8,569 | — | amended |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:57 pm EDT | Veritex Holdings, Inc.VBTX | John SughrueDirector | 375 | — | — | 375 | — | |
| Sep 28, 2017 AForm 4 → | Oct 3, 4:57 pm EDT | SIGMA LABS, INC.SGLB | Nannette ToupsCFO, PFO and PAO | 50,000 | — | — | 47,500 | — | late |
| Sep 29, 2017 AMForm 4 → | Oct 3, 4:58 pm EDT | LOCKHEED MARTIN CORPLMT | Rosalind G BrewerDirector | 5,439 | — | — | 2,200 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 4:58 pm EDT | LOCKHEED MARTIN CORPLMT | David B BurrittDirector | 117 | — | — | 5,875 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 4:58 pm EDT | CHENIERE ENERGY INCLNG | Leonard TravisVP & Chief Accounting Officer | 5,000 | — | — | 23,334 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 4:59 pm EDT | Veritex Holdings, Inc.VBTX | Pat S BolinDirector | 375 | — | — | 375 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 4:59 pm EDT | HALLIBURTON COHAL | Debra L ReedDirector | 783 | — | — | 19,428 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 4:59 pm EDT | Financial Engines, Inc.FNGN | Jeffrey C GraceOther | 7,783 | — | — | 9,789 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 4:59 pm EDT | Nutanix, Inc.NTNX | Sudheesh Nair VadakkedathPresident | 50,000 | — | — | 325,000 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:00 pm EDT | Veritex Holdings, Inc.VBTX | Gregory B MorrisonDirector | 375 | — | — | 375 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:00 pm EDT | International Seaways, Inc.INSW | Lois K ZabrockyPresident and CEO | 2,079 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:01 pm EDT | INTEL CORPINTC | Brian M KrzanichCEO, Director | 33,860 | — | — | 101,580 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:01 pm EDT | Yext, Inc.YEXT | Tamar YehoshuaDirector | 22,727 | — | — | 22,727 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:01 pm EDT | Nutanix, Inc.NTNX | David SangsterEVP, Operations | 14,250 | — | — | 270,250 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:02 pm EDT | International Seaways, Inc.INSW | Adewale OshodiController | 519 | — | — | 0 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:02 pm EDT | MSG NETWORKS INC.MSGN | Andrea GreenbergPresident and CEO | 25,984 | — | — | 25,984 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:02 pm EDT | Calithera Biosciences, Inc.CALA | Sumita RaySee Remarks | 75,000 | — | — | 75,000 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:02 pm EDT | EMCORE CORPEMKR | Jeffrey RittichierChief Executive Officer, Director | 41,487 | — | — | 61,846 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:02 pm EDT | Veritex Holdings, Inc.VBTX | April BoxDirector | 375 | — | — | 375 | — | |
| Sep 20, 2017 AForm 4 → | Oct 3, 5:04 pm EDT | Calithera Biosciences, Inc.CALA | Blake WiseDirector | 22,000 | — | — | 22,000 | — | late |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:04 pm EDT | Veritex Holdings, Inc.VBTX | Gordon HuddlestonDirector | 375 | — | — | 375 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:04 pm EDT | Pinnacle Entertainment, Inc.PNK | Stephen C ComerDirector | 722 | — | — | 41,712 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:04 pm EDT | MSG NETWORKS INC.MSGN | Bret RichterEVP, CFO & Treasurer | 17,157 | — | — | 17,157 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:05 pm EDT | AveXis, Inc.AVXS | Sukumar NagendranSr. VP & Chief Medical Officer | 1,780 | — | — | 187,394 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:05 pm EDT | CHENIERE ENERGY INCLNG | Anatol FeyginEVP & Chief Commercial Officer | 12,500 | — | — | 55,834 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:05 pm EDT | Veritex Holdings, Inc.VBTX | Michael A KowalskiDirector | 375 | — | — | 375 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:05 pm EDT | THERMO FISHER SCIENTIFIC INC.TMO | Scott M SperlingDirector | 165 | — | — | 14,510 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:07 pm EDT | PRAXAIR INCPX | Nance K DiccianiDirector | 204 | — | — | 5,751 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:08 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | Scott P AndersonDirector | 443 | — | — | 14,846 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:08 pm EDT | CHENIERE ENERGY INCLNG | Ed LehotskySVP, Engineer and Construction | 12,500 | — | — | 35,148 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:09 pm EDT | PRAXAIR INCPX | Wayne T SmithDirector | 177 | — | — | 30,339 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:09 pm EDT | NEW JERSEY RESOURCES CORPNJR | Amanda MullanVice President | 2,076 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:10 pm EDT | CAMBREX CORPCBM | Steven M KloskPresident & CEO, Director | 4,000 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:10 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | Robert EzrilovDirector | 443 | — | — | 11,605 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:10 pm EDT | CHENIERE ENERGY INCLNG | Doug ShandaSVP, Operations | 12,500 | — | — | 32,500 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:12 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | Wayne M FortunDirector | 443 | — | — | 11,605 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:12 pm EDT | SEMTECH CORPSMTC | Charles B. AmmannEVP | 2,250 | — | — | 18,750 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:13 pm EDT | CHENIERE ENERGY INCLNG | Sean N MarkowitzGeneral Counsel & Corp Sec | 12,500 | — | — | 27,500 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:13 pm EDT | SEMTECH CORPSMTC | Emeka ChukwuEVP and CFO | 2,000 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:14 pm EDT | SS&C Technologies Holdings IncSSNC | Patrick J PedontiSVP and CFO | 30,000 | — | — | 37,500 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:14 pm EDT | EXACT SCIENCES CORPEXAS | D Scott CowardSVP and General Counsel | 4,688 | — | — | 23,437 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:15 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | Mary GuilfoileDirector | 443 | — | — | 6,562 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:16 pm EDT | CTI BIOPHARMA CORPCTIC | Adam R CraigPresident and CEO, Director | 450,000 | — | — | 450,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:16 pm EDT | WESTAR ENERGY INC /KSWR | Mollie H CarterDirector | 465 | — | — | 40,518 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:16 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | Jodee A KozlakDirector | 738 | — | — | 10,335 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:16 pm EDT | AUTHENTIDATE HOLDING CORPADAT | Charles C. Lucas IIIDirector | 11,396 | — | — | 11,396 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:17 pm EDT | AUTHENTIDATE HOLDING CORPADAT | Varinder Singh RathoreDirector | 7,754 | — | — | 7,754 | — | |
| Sep 28, 2017 MForm 4 → | Oct 3, 5:17 pm EDT | ENCORE WIRE CORPWIRE | Daniel L JonesChairman, President & CEO, Director | 30,000 | — | — | 0 | — | late |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:17 pm EDT | AUTHENTIDATE HOLDING CORPADAT | Marc A. HorowitzDirector | 11,983 | — | — | 11,983 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:17 pm EDT | SEMTECH CORPSMTC | Asaf SilbersteinSVP | 1,500 | — | — | 3,500 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:17 pm EDT | AUTHENTIDATE HOLDING CORPADAT | Mustafa ChaganiDirector | 7,754 | — | — | 7,754 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:18 pm EDT | Command Center, Inc.CCNI | Ronald L JunckEXEC VP, GEN COUNSEL | 125,000 | — | — | 325,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:20 pm EDT | NETFLIX INCNFLX | Jay C HoagDirector | 353 | — | — | 353 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:20 pm EDT | BIOLARGO, INC.BLGO | Dennis E MarshallDirector | 55,147 | — | — | 2,075,891 | — | amended |
| Sep 29, 2017 DForm 4 → | Oct 3, 5:20 pm EDT | Black Knight, Inc.BKFS | THOMAS H. LEE ADVISORS, LLC +8Director, 10% Owner | 1,302,771 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:20 pm EDT | CHENIERE ENERGY INCLNG | Michael J WortleyEVP and CFO | 12,500 | — | — | 69,168 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | Command Center, Inc.CCNI | Frederick J SandfordPresident, CEO and Director, Director | 250,000 | — | — | 2,050,000 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 5:22 pm EDT | US CONCRETE INCUSCR | Eugene I DavisDirector | 3,104 | — | — | 2,195 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | OCULAR THERAPEUTIX, INCOCUL | Donald NotmanChief Financial Officer | 125,000 | — | — | 125,000 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | Brian ShortDirector | 755 | — | — | 32,097 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:23 pm EDT | Command Center, Inc.CCNI | Cory SmithChief Financial Officer | 50,000 | — | — | 50,000 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:24 pm EDT | C H ROBINSON WORLDWIDE INCCHRW | James B StakeDirector | 631 | — | — | 15,749 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:24 pm EDT | OCULAR THERAPEUTIX, INCOCUL | Michael H. GoldsteinChief Medical Officer | 135,000 | — | — | 135,000 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 5:24 pm EDT | US CONCRETE INCUSCR | Kurt Matthew CellarDirector | 2,317 | — | — | 1,638 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:25 pm EDT | BIOLARGO, INC.BLGO | John S. RunyanDirector | 55,147 | — | — | 1,015,971 | — | amended |
| Sep 29, 2017 DForm 4 → | Oct 3, 5:26 pm EDT | Black Knight, Inc.BKFS | THOMAS H. LEE ADVISORS, LLC +6Director, 10% Owner | 1,302,771 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:26 pm EDT | BIOLARGO, INC.BLGO | Kent Charles Roberts IIDirector | 44,118 | — | — | 1,007,333 | — | amended |
| Oct 1, 2017 DForm 4 → | Oct 3, 5:26 pm EDT | ASB Bancorp IncASBB | Wyatt S StevensDirector | 19,000 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:26 pm EDT | Liberty Global plcLBTY | Charles H R BrackenEVP & CFO | 38,066 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | Liberty Global plcLBTY | Andrew ColeDirector | 650 | — | — | 187 | — | |
| Oct 3, 2017 AForm 4 → | Oct 3, 5:27 pm EDT | Celldex Therapeutics, Inc.CLDX | Margo Heath-ChiozziSVP of Regulatory Affairs | 75,000 | — | — | 75,000 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:27 pm EDT | Liberty Global plcLBTY | Michael T FriesPresident & CEO, Director | 114,191 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:28 pm EDT | Liberty Global plcLBTY | Paul A GouldDirector | 812 | — | — | 2,503 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:28 pm EDT | SenesTech, Inc.SNES | Loretta Powers MayerCEO & Chief Scientific Officer, Director | 18,333 | — | — | 128,334 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:28 pm EDT | SenesTech, Inc.SNES | Cheryl Ann DyerPres. & Chief Research Officer, Director | 18,333 | — | — | 128,334 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:28 pm EDT | Liberty Global plcLBTY | Bryan H HallEVP, Gen Counsel & Secretary | 30,452 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:28 pm EDT | Liberty Global plcLBTY | Diederik KarstenEVP, Chief Commerical Officer | 38,066 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:28 pm EDT | Liberty Global plcLBTY | Balan NairEVP & CTO | 38,066 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:28 pm EDT | MARINEMAX INCHZO | W Brett McGillPresident & COO | 9,663 | — | — | 8,422 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 5:29 pm EDT | Liberty Global plcLBTY | J David WargoDirector | 650 | — | — | 1,808 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 5:29 pm EDT | US CONCRETE INCUSCR | Michael D LundinDirector | 2,317 | — | — | 1,638 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 5:30 pm EDT | PRAXAIR INCPX | Edward G GalanteDirector | 204 | — | — | 11,154 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:30 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Paul D ArlingCEO, Director | 1,216 | — | — | 20,074 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:30 pm EDT | ALERE INC.ALR | John BridgenSr VP, Business Development | 66,362 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:30 pm EDT | Global Water Resources, Inc.GWRS | L Rita TheilDirector | 112 | — | — | 46,541 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:30 pm EDT | MARINEMAX INCHZO | William H McGill Jr.Chairman and CEO, Director | 29,160 | — | — | 23,394 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:30 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Paul J BennettOther | 365 | — | — | 2,460 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:31 pm EDT | ALERE INC.ALR | Ellen ChiniaraGC, Chief Ethics Officer&Sec | 97,314 | — | — | 0 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 5:31 pm EDT | ESSA Bancorp, Inc.ESSA | Gary S OlsonPresident and CEO, Director | 10,000 | — | — | 90,844 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:31 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Satjiv S ChahilDirector | 1,250 | — | — | 3,750 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 5:31 pm EDT | US CONCRETE INCUSCR | Robert Martin RaynerDirector | 2,317 | — | — | 1,638 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:31 pm EDT | MARINEMAX INCHZO | Michael H McLambExecutive VP, CFO and Sec, Director | 12,007 | — | — | 6,551 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:31 pm EDT | Global Water Resources, Inc.GWRS | Richard M AlexanderDirector | 38 | — | — | 15,658 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:31 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | David Cheung Hyen ChongExecutive Vice President -Asia | 365 | — | — | 6,508 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:32 pm EDT | ALERE INC.ALR | Daniella CrampGlobal Pres., Cardiometabolic | 248,179 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:32 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Bryan M HackworthSVP and CFO | 406 | — | — | 7,445 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:32 pm EDT | MARINEMAX INCHZO | Charles A CashmanEVP & Chief Revenue Officer | 8,446 | — | — | 5,989 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:32 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Louis Sylvester HughesCOO | 487 | — | — | 15,202 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:33 pm EDT | ALERE INC.ALR | Mark GladwellSenior VP, Global Operations | 73,102 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:33 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | William C MulliganDirector | 1,250 | — | — | 3,750 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:33 pm EDT | ALERE INC.ALR | Carol R GoldbergDirector | 75,200 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:34 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | J C SparkmanDirector | 1,250 | — | — | 3,750 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:34 pm EDT | MARINEMAX INCHZO | Paulee C DayEVP & Chief Legal Officer | 6,547 | — | — | 3,295 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:34 pm EDT | ALERE INC.ALR | Melissa GuerdanSVP, Global Quality & Reg. | 71,931 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:34 pm EDT | ALERE INC.ALR | Robert Bernard HargadonSVP, Global Human Resources | 87,974 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:34 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Gregory StapletonDirector | 1,250 | — | — | 3,750 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:34 pm EDT | MARINEMAX INCHZO | Anthony E. Cassella Jr.VP & Chief Accounting Officer | 5,362 | — | — | 2,059 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 5:34 pm EDT | US CONCRETE INCUSCR | Theodore P RossiDirector | 2,317 | — | — | 1,638 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:35 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Carl E VogelDirector | 1,250 | — | — | 3,750 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:35 pm EDT | UNIVERSAL ELECTRONICS INCUEIC | Edward K ZinserDirector | 1,250 | — | — | 3,750 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:35 pm EDT | ALERE INC.ALR | James F. HinrichsExecutive VP, CFO | 402,468 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:36 pm EDT | ALERE INC.ALR | John F LevyDirector | 105,430 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:36 pm EDT | ALERE INC.ALR | Sanjay MalkaniGlobal Pres., Toxicology | 193,918 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:37 pm EDT | ALERE INC.ALR | Brian A MarkisonDirector | 53,756 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:37 pm EDT | COOPER COMPANIES INCCOO | Randal GoldenVP, General Counsel | 122 | — | — | 122 | — | |
| Sep 29, 2017 AMForm 4 → | Oct 3, 5:37 pm EDT | Global Water Resources, Inc.GWRS | Michael J LiebmanCFO and Corporate Secretary | 3,073 | — | — | 13,010 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 5:37 pm EDT | DUN & BRADSTREET CORP/NWDNB | Curtis BrownChief Content & Tech Officer | 1,112 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:38 pm EDT | ALERE INC.ALR | Thomas McKillopDirector | 53,756 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:38 pm EDT | ALERE INC.ALR | Namal NawanaChief Executive Officer, Director | 784,118 | — | — | 0 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 5:38 pm EDT | ASB Bancorp IncASBB | Patricia S SmithDirector | 23,000 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:39 pm EDT | ALERE INC.ALR | Avi PelossofGlobalPres, Infectious Disease | 216,426 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:39 pm EDT | Global Water Resources, Inc.GWRS | David C TedescoDirector | 89 | — | — | 36,927 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:39 pm EDT | ALERE INC.ALR | Gregg J PowersDirector | 39,820 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:40 pm EDT | ALERE INC.ALR | John QuelchDirector | 97,610 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:40 pm EDT | ALERE INC.ALR | James Roosevelt Jr.Director | 98,841 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:41 pm EDT | EMERSON ELECTRIC COEMR | Michael H. TrainExec. Pres. Auto. Sols. | 15,480 | — | — | 0 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:41 pm EDT | ALERE INC.ALR | Renuka UppaluriSenior VP, Global R&D | 97,991 | — | — | 0 | — | |
| Sep 29, 2017 AMForm 4 → | Oct 3, 5:41 pm EDT | Global Water Resources, Inc.GWRS | Ronnie L FlemingPresident and CEO, Director | 4,527 | — | — | 20,939 | — | |
| Oct 3, 2017 DForm 4 → | Oct 3, 5:42 pm EDT | ALERE INC.ALR | Jonathan WygantVP, Controller, CAO | 6,666 | — | — | 0 | — | |
| Oct 1, 2017 AMForm 4 → | Oct 3, 5:42 pm EDT | US CONCRETE INCUSCR | Colin McGill SutherlandDirector | 2,317 | — | — | 1,638 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 5:47 pm EDT | ASB Bancorp IncASBB | Stephen P MillerDirector | 3,800 | — | — | 0 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:48 pm EDT | TENET HEALTHCARE CORPTHC | Ronald A RittenmeyerExecutive Chairman, Director | 408,526 | — | — | 408,526 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:51 pm EDT | Quotient Technology Inc.QUOT | David E SiminoffDirector | 6,000 | — | — | 29,764 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:53 pm EDT | Groupon, Inc.GRPN | Brian StevensCAO & Treasurer | 31,286 | — | — | 17,735 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:54 pm EDT | Groupon, Inc.GRPN | Rich WilliamsChief Executive Officer, Director | 184,528 | — | — | 55,152 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 5:54 pm EDT | Groupon, Inc.GRPN | Dane A DrobnyGeneral Counsel and Secretary | 14,458 | — | — | 14,458 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 5:59 pm EDT | Resonant IncRESN | Jeffrey A KillianChief Financial Officer | 12,500 | — | — | 150,000 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:00 pm EDT | Bridgepoint Education IncBPI | Kevin RoyalEVP, Chief Financial Officer | 16,361 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:01 pm EDT | Venator Materials PLCVNTR | Kathy Dawn PatrickDirector | 5,310 | — | — | 5,310 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 6:02 pm EDT | ASB Bancorp IncASBB | Kenneth E HornowskiDirector | 19,000 | — | — | 0 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 6:02 pm EDT | NEKTAR THERAPEUTICSNKTR | Ivan P. GergelSVP & Chief Medical Officer | 100,000 | — | — | 313,752 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:02 pm EDT | Wesco Aircraft Holdings, IncWAIR | Todd RenehanChief Executive Officer, Director | 148,657 | — | — | 85,830 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:05 pm EDT | Wesco Aircraft Holdings, IncWAIR | Alex MurrayPresident and COO | 92,910 | — | — | 53,643 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:05 pm EDT | Great Western Bancorp, Inc.GWB | Bryan Leighton KindoppOther | 7,017 | — | — | 7,017 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:05 pm EDT | KKR & Co. L.P.KKR | Robert W ScullyDirector | 10,088 | — | — | 0 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:06 pm EDT | Great Western Bancorp, Inc.GWB | Frances Pallas GriebDirector | 2,806 | — | — | 2,806 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:06 pm EDT | NEKTAR THERAPEUTICSNKTR | Gil M LabrucherieSVP & Chief Financial Officer | 120,000 | — | — | 0 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:07 pm EDT | Great Western Bancorp, Inc.GWB | Daniel A RykhusDirector | 2,806 | — | — | 2,806 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:09 pm EDT | KKR & Co. L.P.KKR | David C DrummondDirector | 10,088 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:10 pm EDT | S&W Seed CoSANW | Matthew K SzotEVP Finance & Admin and CFO | 8,346 | — | — | 11,061 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 6:11 pm EDT | ASB Bancorp IncASBB | Leslie D GreenDirector | 19,000 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:11 pm EDT | ATHENAHEALTH INCATHN | Jonathan BushCEO and President, Director | 4,000 | — | — | 110,000 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:13 pm EDT | KKR & Co. L.P.KKR | John B HessDirector | 10,088 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:13 pm EDT | GRAN TIERRA ENERGY INC.GTE | Evan HazellDirector | 13,180 | — | — | 3,389 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 6:15 pm EDT | Wesco Aircraft Holdings, IncWAIR | Kerry A ShibaExecutive Vice President & CFO | 69,683 | — | — | 40,233 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:16 pm EDT | TWENTY-FIRST CENTURY FOX, INC.FOX | Lachlan K MurdochExecutive Chairman, Director | 1,425 | — | — | 11,883 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:16 pm EDT | GRAN TIERRA ENERGY INC.GTE | Ronald RoyalDirector | 18,114 | — | — | 3,389 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:16 pm EDT | KKR & Co. L.P.KKR | Thomas M SchoeweDirector | 10,088 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:18 pm EDT | Amphastar Pharmaceuticals, Inc.AMPH | Michael A ZasloffDirector | 63,624 | — | — | 0 | — | |
| Sep 28, 2017 MForm 4 → | Oct 3, 6:18 pm EDT | VIAVI SOLUTIONS INC.VIAV | Ralph RondinoneSVP Global Operations NSE | 56,604 | — | — | 0 | — | late |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:19 pm EDT | GRAN TIERRA ENERGY INC.GTE | Brooke N. WadeDirector | 18,114 | — | — | 3,389 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:19 pm EDT | KKR & Co. L.P.KKR | Patricia F RussoDirector | 10,088 | — | — | 0 | — | |
| Oct 1, 2017 DForm 4 → | Oct 3, 6:20 pm EDT | ASB Bancorp IncASBB | John B GouldDirector | 21,000 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:21 pm EDT | Expedia, Inc.EXPE | Alexander Von FurstenbergDirector | 79 | — | — | 670 | — | |
| Oct 3, 2017 XForm 4 → | Oct 3, 6:21 pm EDT | Mirati Therapeutics, Inc.MRTX | Boxer Capital, LLC +910% Owner | 267,966 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:22 pm EDT | GRAN TIERRA ENERGY INC.GTE | David P SmithDirector | 8,027 | — | — | 3,389 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:22 pm EDT | S&W Seed CoSANW | Mark James HarveyChairman of the Board, Director | 772 | — | — | 2,324 | — | |
| Oct 3, 2017 XForm 4 → | Oct 3, 6:23 pm EDT | Mirati Therapeutics, Inc.MRTX | Boxer Capital, LLC +110% Owner | 267,966 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:24 pm EDT | KKR & Co. L.P.KKR | Joseph GrundfestDirector | 10,088 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:24 pm EDT | GRAN TIERRA ENERGY INC.GTE | Peter James DeyDirector | 16,799 | — | — | 3,389 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:25 pm EDT | CHEGG, INCCHGG | Charles GeigerCHIEF PRODUCT OFFICER | 56,970 | — | — | 125,000 | — | |
| Sep 28, 2017 MForm 4 → | Oct 3, 6:25 pm EDT | VIAVI SOLUTIONS INC.VIAV | Luke M ScrivanichSVP General Manager OSP | 59,878 | — | — | 0 | — | late |
| Oct 1, 2017 AForm 4 → | Oct 3, 6:27 pm EDT | GRAN TIERRA ENERGY INC.GTE | Robert B. HodginsDirector | 11,403 | — | — | 77,899 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 6:29 pm EDT | PLAINS GP HOLDINGS LPPAGP | Robert V SinnottDirector | 38,267 | — | — | 21,049,662 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:30 pm EDT | XPO Logistics, Inc.XPO | Lance A RobinsonChief Accounting Officer | 11,667 | — | — | 80,000 | — | |
| Oct 1, 2017 CJForm 4 → | Oct 3, 6:31 pm EDT | Bluerock Residential Growth REIT, Inc.BRG | Ramin KamfarChairman, CEO and President, Director | 4,519,256 | — | — | 2,275,103 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:31 pm EDT | APPLE INCAAPL | Angela J AhrendtsSenior Vice President | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:32 pm EDT | APPLE INCAAPL | Eduardo H CueSenior Vice President | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:33 pm EDT | APPLE INCAAPL | Craig FederighiSenior Vice President | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:34 pm EDT | APPLE INCAAPL | Luca MaestriSenior Vice President, CFO | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 JForm 4 → | Oct 3, 6:34 pm EDT | Bluerock Residential Growth REIT, Inc.BRG | James G. Babb IIIChief Investment Officer | 59,739 | — | — | 59,739 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:35 pm EDT | APPLE INCAAPL | Daniel J. RiccioSenior Vice President | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:36 pm EDT | APPLE INCAAPL | Philip W SchillerSenior Vice President | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 JForm 4 → | Oct 3, 6:36 pm EDT | Bluerock Residential Growth REIT, Inc.BRG | Michael L. KonigSee Remarks | 47,451 | — | — | 47,451 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:37 pm EDT | APPLE INCAAPL | D Bruce SewellSVP, Gen'l Counsel, Secretary | 125,494 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:37 pm EDT | APPLE INCAAPL | Jeffrey E WilliamsCOO | 125,494 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 6:39 pm EDT | NETGEAR, INCNTGR | Patrick Cs LoChairman and CEO, Director | 19,799 | — | — | 37,143 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:40 pm EDT | S&W Seed CoSANW | Dennis Charles JuryEVP Operations and COO | 1,161 | — | — | 2,773 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:41 pm EDT | CUBIC CORP /DE/CUB | James R EdwardsSVP, Gen. Counsel & Secretary | 3,307 | — | — | 2,850 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:41 pm EDT | CUBIC CORP /DE/CUB | Bruce G BlakleyDirector | 1,635 | — | — | 814 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:41 pm EDT | CUBIC CORP /DE/CUB | David H. BussPresident, CGD | 2,840 | — | — | 4,071 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:42 pm EDT | GrubHub Inc.GRUB | Adam DeWittCFO and Treasurer | 7,792 | — | — | 61,000 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:42 pm EDT | CUBIC CORP /DE/CUB | Anshooman AgaEVP/CFO | 543 | — | — | 1,627 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:42 pm EDT | CUBIC CORP /DE/CUB | Matthew James ColePresident, CTS - SVP, CORP | 3,099 | — | — | 4,071 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:42 pm EDT | CUBIC CORP /DE/CUB | John D ThomasEVP/CFO | 7,929 | — | — | 6,108 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:42 pm EDT | TiVo CorpTIVO | Pete ThompsonEVP, Chief Operating Officer | 20,533 | — | — | 61,602 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:43 pm EDT | CUBIC CORP /DE/CUB | Michael R. TwymanSenior Vice President | 4,025 | — | — | 4,071 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:43 pm EDT | CUBIC CORP /DE/CUB | Gregory L TannerVice President/Treasurer | 807 | — | — | 651 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:43 pm EDT | GrubHub Inc.GRUB | Margo DruckerSVP, Secretary, Gen Counsel | 2,029 | — | — | 6,962 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:43 pm EDT | CUBIC CORP /DE/CUB | Bradley H FeldmannPresident/CEO, Director | 20,248 | — | — | 17,916 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:43 pm EDT | CUBIC CORP /DE/CUB | Mark HarrisonSVP/Controller | 3,699 | — | — | 1,584 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:44 pm EDT | CUBIC CORP /DE/CUB | John H Warner Jr.Director | 1,635 | — | — | 814 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:44 pm EDT | CUBIC CORP /DE/CUB | Walter C ZableChairman of the Board | 1,635 | — | — | 814 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:44 pm EDT | CUBIC CORP /DE/CUB | Edwin A GuilesDirector | 1,635 | — | — | 814 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:44 pm EDT | GrubHub Inc.GRUB | Maria BelousovaChief Technology Officer | 3,166 | — | — | 34,190 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:44 pm EDT | CUBIC CORP /DE/CUB | Maureen Breakiron-EvansDirector | 419 | — | — | 712 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:45 pm EDT | CUBIC CORP /DE/CUB | Janice M. HambyDirector | 1,115 | — | — | 814 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:45 pm EDT | GrubHub Inc.GRUB | Barbara Martin CoppolaChief Marketing Officer | 2,188 | — | — | 39,373 | — | |
| Oct 2, 2017 FMForm 4 → | Oct 3, 6:45 pm EDT | Neff CorpNEFF | Robert C SingerDirector | 42,909 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:45 pm EDT | CUBIC CORP /DE/CUB | Steven John NorrisDirector | 1,635 | — | — | 814 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:46 pm EDT | GrubHub Inc.GRUB | Stanley ChiaChief Operating Officer | 1,215 | — | — | 32,811 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 6:49 pm EDT | CASI Pharmaceuticals, Inc.CASI | Cynthia W. HuCOO, Gen Counsel and Secretary | 50,000 | — | — | 50,000 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 6:50 pm EDT | S&W Seed CoSANW | Danielson B. GardnerChief Marketing & Tech Officer | 529 | — | — | 5,822 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 6:51 pm EDT | CASI Pharmaceuticals, Inc.CASI | Sara B CapitelliVP Fin & Principal Account Off | 20,000 | — | — | 20,000 | — | |
| Jul 14, 2017 AForm 4 → | Oct 3, 6:58 pm EDT | COUNTERPATH CORPCPAH | David KarpChief Financial Officer | 13,376 | — | — | 60,368 | — | late |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:00 pm EDT | General Motors CoGM | Carel J. de NysschenExecutive Vice President | 13,836 | — | — | 0 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 7:00 pm EDT | GRAN TIERRA ENERGY INC.GTE | Sondra ScottDirector | 6,990 | — | — | 6,990 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 7:00 pm EDT | PLAINS GP HOLDINGS LPPAGP | KAFU HOLDINGS, L.P. +3Director | 38,267 | — | — | 21,049,662 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:01 pm EDT | S&W Seed CoSANW | Grover T. WickershamDirector | 4,226 | — | — | 0 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 7:08 pm EDT | FIVE PRIME THERAPEUTICS INCFPRX | William R RingoDirector | 1,800 | — | — | 17,200 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:10 pm EDT | Prologis, Inc.PLD | Carl B WebbDirector | 582 | — | — | 11,193 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:11 pm EDT | Prologis, Inc.PLD | William D ZollarsDirector | 90 | — | — | 2,243 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:12 pm EDT | Prologis, Inc.PLD | Jeffrey L SkeltonDirector | 75 | — | — | 10,857 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:13 pm EDT | Southcross Energy Partners, L.P.SXE | Kelly J JamesonSee Remarks | 10,833 | — | — | 10,834 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:13 pm EDT | Prologis, Inc.PLD | Olivier PianiDirector | 21 | — | — | 3,109 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:14 pm EDT | Prologis, Inc.PLD | David P OconnorDirector | 75 | — | — | 10,857 | — | |
| Oct 3, 2017 MForm 4 → | Oct 3, 7:15 pm EDT | SCHWAB CHARLES CORPSCHW | Marie A ChandohaPresident - CSIM | 4,500 | — | — | 12,347 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:15 pm EDT | Prologis, Inc.PLD | Irving F Lyons IIIDirector | 160 | — | — | 491 | — | |
| Jul 14, 2017 AForm 4 → | Oct 3, 7:15 pm EDT | COUNTERPATH CORPCPAH | Donovan JonesPresident & CEO, Director | 26,753 | — | — | 160,926 | — | late |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:16 pm EDT | Prologis, Inc.PLD | J Michael LoshDirector | 827 | — | — | 18,200 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:17 pm EDT | Prologis, Inc.PLD | Lydia H KennardDirector | 75 | — | — | 10,857 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 7:18 pm EDT | Prologis, Inc.PLD | George L FotiadesDirector | 524 | — | — | 23,030 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 7:25 pm EDT | ServiceNow, Inc.NOW | Frank SlootmanDirector | 150,000 | — | — | 581,996 | — | |
| Oct 2, 2017 JForm 4 → | Oct 3, 7:25 pm EDT | Jones Energy, Inc.JONE | Metalmark Capital II LLC +110% Owner | 12,599,643 | — | — | 0 | — | |
| Sep 29, 2017 CForm 4 → | Oct 3, 7:28 pm EDT | Facebook IncFB | Mark ZuckerbergCOB and CEO, Director, 10% Owner | 190,824 | — | — | 400,730,634 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 7:29 pm EDT | PLAINS ALL AMERICAN PIPELINE LPPAA | KAFU HOLDINGS, L.P. +2Director | 1,173,528 | — | — | 21,049,662 | — | |
| Oct 2, 2017 CMForm 4 → | Oct 3, 7:33 pm EDT | Trade Desk, Inc.TTD | Robert David PerdueChief Operating Officer, Director | 37,500 | — | — | 95,000 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 7:40 pm EDT | Zayo Group Holdings, Inc.ZAYO | Daniel CarusoCEO, Director | 111,399 | — | — | 0 | — | |
| Sep 29, 2017 MForm 4 → | Oct 3, 7:41 pm EDT | MAXWELL TECHNOLOGIES INCMXWL | David LyleChief Financial Officer | 40,000 | — | — | 40,000 | — | |
| Oct 2, 2017 MForm 4 → | Oct 3, 7:46 pm EDT | Arista Networks, Inc.ANET | Marc TaxaySVP and General Counsel | 2,000 | — | — | 917 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 7:49 pm EDT | Zayo Group Holdings, Inc.ZAYO | Andrew CrouchPresident & COO | 48,449 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:51 pm EDT | CIRRUS LOGIC INCCRUS | Scott Arnold AndersonVP & GM Audio Division | 12,000 | — | — | 12,513 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:52 pm EDT | CIRRUS LOGIC INCCRUS | JoDee BensonVP & Chief Culture Office | 11,500 | — | — | 11,488 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:54 pm EDT | CIRRUS LOGIC INCCRUS | Randolph K CarlsonVP of Supply Chain Divisi | 10,000 | — | — | 10,667 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:55 pm EDT | CIRRUS LOGIC INCCRUS | Thurman K CaseVP & CFO | 12,500 | — | — | 11,488 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 7:55 pm EDT | Zayo Group Holdings, Inc.ZAYO | Donald H GipsDirector | 2,857 | — | — | 0 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 7:57 pm EDT | CIRRUS LOGIC INCCRUS | Bradley J FlukeVP & GM, MEMS Division | 12,000 | — | — | 11,000 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:09 pm EDT | Zayo Group Holdings, Inc.ZAYO | Matt SteinfortCFO | 2,003 | — | — | 0 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:09 pm EDT | NETFLIX INCNFLX | A George BattleDirector | 353 | — | — | 353 | — | |
| Oct 3, 2017 MForm 4 → | Oct 3, 8:10 pm EDT | SALESFORCE COM INCCRM | Keith BlockVice Chairman, Pres. and COO, Director | 10,000 | — | — | 33,394 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:10 pm EDT | NETFLIX INCNFLX | Kelly BennettChief Marketing Officer | 1,012 | — | — | 1,012 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:11 pm EDT | NETFLIX INCNFLX | Timothy M HaleyDirector | 353 | — | — | 353 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:11 pm EDT | NETFLIX INCNFLX | Reed HastingsCEO, Director | 24,952 | — | — | 24,952 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:12 pm EDT | NETFLIX INCNFLX | David A HymanGeneral Counsel | 1,430 | — | — | 1,430 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:12 pm EDT | NETFLIX INCNFLX | Ann MatherDirector | 353 | — | — | 353 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:12 pm EDT | NETFLIX INCNFLX | Gregory K PetersChief Product Officer | 4,001 | — | — | 4,001 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:13 pm EDT | NETFLIX INCNFLX | Theodore A SarandosChief Content Officer | 12,946 | — | — | 12,946 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:14 pm EDT | NETFLIX INCNFLX | Bradford L SmithDirector | 353 | — | — | 353 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:15 pm EDT | NETFLIX INCNFLX | Anne M SweeneyDirector | 353 | — | — | 353 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:15 pm EDT | NETFLIX INCNFLX | David B WellsCFO | 2,248 | — | — | 2,248 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:16 pm EDT | NETFLIX INCNFLX | Jonathan FriedlandChief Communications Officer | 736 | — | — | 736 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:16 pm EDT | ALASKA COMMUNICATIONS SYSTEMS GROUP INCALSK | Margaret L BrownDirector | 5,506 | — | — | 136,208 | — | |
| Oct 2, 2017 AMForm 4 → | Oct 3, 8:16 pm EDT | NETFLIX INCNFLX | Richard N BartonDirector | 2,353 | — | — | 353 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:16 pm EDT | NETFLIX INCNFLX | Leslie J KilgoreDirector | 353 | — | — | 353 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 8:17 pm EDT | CIRRUS LOGIC INCCRUS | Jason P RhodePresident & CEO, Director | 70,000 | — | — | 66,667 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:17 pm EDT | ALASKA COMMUNICATIONS SYSTEMS GROUP INCALSK | David W KarpDirector | 5,506 | — | — | 147,369 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:18 pm EDT | ALASKA COMMUNICATIONS SYSTEMS GROUP INCALSK | Peter D LeyDirector | 5,506 | — | — | 148,096 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:18 pm EDT | SPARK NETWORKS INCLOV | 402 CAPITAL LLC +1Director | 12,587 | — | — | 12,587 | — | |
| Oct 1, 2017 MForm 4 → | Oct 3, 8:19 pm EDT | CIRRUS LOGIC INCCRUS | Scott ThomasVP General Counsel & Corp | 12,500 | — | — | 12,000 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:19 pm EDT | SPARK NETWORKS INCLOV | Michael BrodskyDirector | 13,212 | — | — | 10,374 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:21 pm EDT | ALASKA COMMUNICATIONS SYSTEMS GROUP INCALSK | Brian A RossDirector | 5,506 | — | — | 17,945 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:21 pm EDT | SPARK NETWORKS INCLOV | Bradley GoldbergDirector | 16,979 | — | — | 11,065 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:22 pm EDT | SPARK NETWORKS INCLOV | Michael J McConnellDirector | 10,888 | — | — | 10,888 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:23 pm EDT | MICROCHIP TECHNOLOGY INCMCHP | James Eric BjornholtVP and CFO | 1,906 | — | — | 1,673 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:23 pm EDT | Zayo Group Holdings, Inc.ZAYO | John F Waters Jr.Chief Technology Officer | 20,206 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:24 pm EDT | SPARK NETWORKS INCLOV | Osmium Partners, LLC +5Director, 10% Owner | 13,693 | — | — | 13,693 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:24 pm EDT | MICROCHIP TECHNOLOGY INCMCHP | Stephen V DrehoblVP, MCU8 Division | 3,003 | — | — | 2,636 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:24 pm EDT | MICROCHIP TECHNOLOGY INCMCHP | Mitchell R LittleVP, WW Sales and Appns. | 2,609 | — | — | 2,290 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:25 pm EDT | MICROCHIP TECHNOLOGY INCMCHP | Ganesh MoorthyCOO | 6,684 | — | — | 5,569 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:25 pm EDT | MICROCHIP TECHNOLOGY INCMCHP | Steve SanghiPresident, CEO, Chairman, Director | 13,277 | — | — | 11,656 | — | |
| Oct 2, 2017 AForm 4 → | Oct 3, 8:25 pm EDT | MICROCHIP TECHNOLOGY INCMCHP | Richard J SimoncicVP, Analog and Intrfc Prod Div | 2,186 | — | — | 1,919 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:27 pm EDT | SPARK NETWORKS INCLOV | Walter TurekDirector | 11,480 | — | — | 11,480 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:30 pm EDT | Zayo Group Holdings, Inc.ZAYO | Richard W. ConnorDirector | 2,667 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:35 pm EDT | Zayo Group Holdings, Inc.ZAYO | Steven N KaplanDirector | 1,768 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:38 pm EDT | Zayo Group Holdings, Inc.ZAYO | Mary Catherine MorrisDirector | 2,572 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:39 pm EDT | Triangle Petroleum CorpTPLM | NGP Triangle Holdings, LLC +4Director, 10% Owner | 4,286,236 | — | — | 160,149,378 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:40 pm EDT | CA, INC.CA | Jens AlderDirector | 1,685 | — | — | 42,793 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:41 pm EDT | CA, INC.CA | Raymond J BromarkDirector | 1,779 | — | — | 69,767 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:41 pm EDT | CA, INC.CA | Rohit KapoorDirector | 2,434 | — | — | 59,343 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:41 pm EDT | Zayo Group Holdings, Inc.ZAYO | Nina RichardsonDirector | 1,441 | — | — | 0 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:41 pm EDT | CA, INC.CA | Jeffrey G KatzDirector | 1,685 | — | — | 18,435 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:42 pm EDT | CA, INC.CA | Kay KoplovitzDirector | 1,728 | — | — | 58,888 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:42 pm EDT | CA, INC.CA | Christopher B LofgrenDirector | 1,723 | — | — | 87,759 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:42 pm EDT | CA, INC.CA | Richard SulpizioDirector | 1,741 | — | — | 54,957 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:42 pm EDT | CA, INC.CA | Laura S UngerDirector | 1,685 | — | — | 74,924 | — | |
| Sep 30, 2017 AForm 4 → | Oct 3, 8:43 pm EDT | CA, INC.CA | Arthur F WeinbachDirector | 3,183 | — | — | 126,228 | — | |
| Oct 3, 2017 MForm 4 → | Oct 3, 8:44 pm EDT | SALESFORCE COM INCCRM | Parker HarrisCo-Founder and CTO | 8,026 | — | — | 56,182 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:45 pm EDT | Zayo Group Holdings, Inc.ZAYO | Linda RottenbergDirector | 2,286 | — | — | 0 | — | |
| Sep 30, 2017 MForm 4 → | Oct 3, 8:50 pm EDT | Zayo Group Holdings, Inc.ZAYO | Emily WhiteDirector | 2,095 | — | — | 0 | — | |
| Sep 30, 2017 ADForm 4 → | Oct 3, 9:03 pm EDT | Research Solutions, Inc.RSSS | Scott AhlbergChief Operating Officer | 150,000 | — | — | 8,500 | — | |
| Sep 30, 2017 ADForm 4 → | Oct 3, 9:04 pm EDT | Research Solutions, Inc.RSSS | Janice M PetersonSee Remarks, Director | 400,000 | — | — | 40,000 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 9:20 pm EDT | MB FINANCIAL INC /MDMBFI | James N HalleneDirector | 1,583 | — | — | 1,583 | — | |
| Oct 1, 2017 AForm 4 → | Oct 3, 9:22 pm EDT | CALIX, INC(CALX) | Cory SindelarChief Financial Officer | 300,000 | — | — | 300,000 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 9:24 pm EDT | MB FINANCIAL INC /MDMBFI | Richard J HolmstromDirector | 2,695 | — | — | 2,695 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:47 pm EDT | Angie's List, Inc.ANGI | Bowman Angela R. HicksChief Marketing Officer, Director | 708,034 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:47 pm EDT | Angie's List, Inc.ANGI | J Mark HowellChief Operating Officer | 659,592 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:47 pm EDT | Angie's List, Inc.ANGI | Shannon ShawChief Legal Officer & Corp Sec | 325,855 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:48 pm EDT | Angie's List, Inc.ANGI | Darin E. BrownChief Technology Officer | 204,004 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:48 pm EDT | Angie's List, Inc.ANGI | Charles HundtChief Accounting Officer | 308,649 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:48 pm EDT | Angie's List, Inc.ANGI | Scott A DurchslagPresident & CEO, Director | 1,427,416 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:49 pm EDT | Angie's List, Inc.ANGI | Thomas R FoxChief Financial Officer | 703,172 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:49 pm EDT | Angie's List, Inc.ANGI | Thomas R EvansDirector | 26,110 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:49 pm EDT | Angie's List, Inc.ANGI | George BellDirector | 26,110 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:49 pm EDT | Angie's List, Inc.ANGI | Mark BrittoDirector | 132,514 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:50 pm EDT | Angie's List, Inc.ANGI | Michael S MaurerDirector | 117,361 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:50 pm EDT | Angie's List, Inc.ANGI | David B MullenDirector | 93,119 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:50 pm EDT | Angie's List, Inc.ANGI | Michael D SandsDirector | 26,377 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:51 pm EDT | Angie's List, Inc.ANGI | Eric SemlerDirector, 10% Owner | 26,110 | — | — | 0 | — | |
| Sep 29, 2017 DForm 4 → | Oct 3, 9:51 pm EDT | Angie's List, Inc.ANGI | Susan ThronsonDirector | 113,306 | — | — | 0 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 6:10 am EDT | AMERICAS CARMART INCCRMT | William H HendersonChief Executive Officer, Director | 6,250 | — | — | 0 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:20 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | John David HansenPRESIDENT AND CEO, Director | 551,156 | — | — | 551,156 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:20 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Thomas C VarvaroDirector | 75,790 | — | — | 75,790 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:21 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Paul W MaffuidEXECUTIVE VICE PRESIDENT | 307,999 | — | — | 307,999 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:22 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Philip O. LivingstonCHIEF SCIENCE OFFICER, Director | 75,790 | — | — | 75,790 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:23 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Paul F ResnickVICE PRESIDENT, CBO | 22,695 | — | — | 22,695 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:23 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Paul V MaierDirector | 75,790 | — | — | 75,790 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:24 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Kenneth M CohenDirector | 75,790 | — | — | 75,790 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:25 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Jeffrey F EisenbergDirector | 75,790 | — | — | 75,790 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:25 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | Gregory P HansonCHIEF FINANCIAL OFFICER, SECR | 340,420 | — | — | 340,420 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:06 am EDT | ARCHER DANIELS MIDLAND COADM | Alan L BoeckmannDirector | 1,616 | — | — | 41,309 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:06 am EDT | ARCHER DANIELS MIDLAND COADM | Terrell K CrewsDirector | 882 | — | — | 23,582 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:06 am EDT | ARCHER DANIELS MIDLAND COADM | Pierre DufourDirector | 882 | — | — | 24,065 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:06 am EDT | ARCHER DANIELS MIDLAND COADM | Donald E FelsingerDirector | 1,616 | — | — | 46,723 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:07 am EDT | ARCHER DANIELS MIDLAND COADM | Suzan F. HarrisonDirector | 882 | — | — | 1,456 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:07 am EDT | ARCHER DANIELS MIDLAND COADM | Patrick J MooreDirector | 882 | — | — | 50,968 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:07 am EDT | ARCHER DANIELS MIDLAND COADM | Francisco J SanchezDirector | 882 | — | — | 12,282 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:07 am EDT | ARCHER DANIELS MIDLAND COADM | Debra A. SandlerDirector | 882 | — | — | 4,955 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:07 am EDT | ARCHER DANIELS MIDLAND COADM | Daniel ShihDirector | 882 | — | — | 17,996 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:07 am EDT | ARCHER DANIELS MIDLAND COADM | Kelvin R WestbrookDirector | 882 | — | — | 49,589 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:18 am EDT | EASTMAN CHEMICAL COEMN | Gary E AndersonDirector | 331 | — | — | 15,830 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:19 am EDT | EASTMAN CHEMICAL COEMN | Michael P ConnorsDirector | 331 | — | — | 26,923 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:24 am EDT | ALLIANCE RESOURCE PARTNERS LPARLP | John P NeafseyDirector | 2,577 | — | — | 90,397 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:29 am EDT | EASTMAN CHEMICAL COEMN | Stephen R DemerittDirector | 331 | — | — | 42,596 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:44 am EDT | EASTMAN CHEMICAL COEMN | Julie Fasone HolderDirector | 331 | — | — | 5,549 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:45 am EDT | EASTMAN CHEMICAL COEMN | Robert M HernandezDirector | 331 | — | — | 17,073 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:47 am EDT | EASTMAN CHEMICAL COEMN | James J /ky ObrienDirector | 331 | — | — | 2,609 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:51 am EDT | EASTMAN CHEMICAL COEMN | Renee J HornbakerDirector | 331 | — | — | 28,087 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 9:52 am EDT | EASTMAN CHEMICAL COEMN | David W RaisbeckDirector | 331 | — | — | 36,192 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 10:06 am EDT | CIMPRESS N.V.CMPR | Katryn BlakeCEO, Vistaprint Business Unit | 18,594 | — | — | 86,000 | — | |
| Oct 3, 2017 MForm 4 → | Oct 4, 10:20 am EDT | GLATFELTER P H COGLT | Bruce BrownDirector | 2,429 | — | — | 0 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:35 am EDT | ROCKWELL AUTOMATION INCROK | Elik I FooksSenior Vice President | 1,665 | — | — | 1,665 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:42 am EDT | ROCKWELL AUTOMATION INCROK | Sujeet ChandSr VP & Chief Tech. Officer | 5,910 | — | — | 5,910 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:42 am EDT | ROCKWELL AUTOMATION INCROK | Kenneth M ChampaSenior Vice President | 1,010 | — | — | 1,010 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:42 am EDT | ROCKWELL AUTOMATION INCROK | Theodore D CrandallSenior Vice President | 9,594 | — | — | 9,594 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:42 am EDT | ROCKWELL AUTOMATION INCROK | Patrick P. GorisSr. VP and CFO | 1,309 | — | — | 1,309 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:42 am EDT | ROCKWELL AUTOMATION INCROK | John P McDermottSr. Vice President | 5,910 | — | — | 5,910 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:42 am EDT | ROCKWELL AUTOMATION INCROK | Robert B MurphySr. VP Operations & Eng. Svcs. | 935 | — | — | 935 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:49 am EDT | ROCKWELL AUTOMATION INCROK | Keith D NosbuschDirector | 26,242 | — | — | 26,242 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:49 am EDT | ROCKWELL AUTOMATION INCROK | David M DorganVP and Controller | 1,272 | — | — | 1,272 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:49 am EDT | ROCKWELL AUTOMATION INCROK | Blake D. MoretPresident and CEO, Director | 9,594 | — | — | 9,594 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:49 am EDT | ROCKWELL AUTOMATION INCROK | Susan SchmittSr. VP, HR | 4,432 | — | — | 4,432 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:49 am EDT | ROCKWELL AUTOMATION INCROK | John M MillerVP and Chief IP Counsel | 1,272 | — | — | 1,272 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:56 am EDT | ROCKWELL AUTOMATION INCROK | Frank C KulaszewiczSVP | 9,594 | — | — | 9,594 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 10:56 am EDT | ROCKWELL AUTOMATION INCROK | Steven W. EtzelVP and Treasurer | 1,272 | — | — | 1,272 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 11:30 am EDT | WESTAR ENERGY INC /KSWR | Sandra AJ LawrenceDirector | 352 | — | — | 17,383 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 11:40 am EDT | MITEL NETWORKS CORPMITL | Richard D McBeeSee Remarks, Director | 52,750 | — | — | 0 | — | |
| Oct 3, 2017 MForm 4 → | Oct 4, 12:08 pm EDT | EATON VANCE CORPEV | Thomas E Faust Jr.CEO, Director | 60,000 | — | — | 76,259 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:13 pm EDT | WESTAR ENERGY INC /KSWR | Roy A EdwardsDirector | 433 | — | — | 49,821 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:28 pm EDT | BIOLASE, INCBIOL | John R BeaverSVP & Chief Financial Officer | 600,000 | — | — | 600,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 12:35 pm EDT | Inland Real Estate Income Trust, Inc.no symbol | Lee A DanielsDirector | 276 | — | — | 2,616 | — | |
| Dec 31, 2016 JForm 4 → | Oct 4, 2017, 12:58 pm EDT | NEXEON MEDSYSTEMS INCNXNN | Elizabeth RoselliniOther | 252,000 | — | — | 0 | — | late |
| Oct 2, 2017 MForm 4 → | Oct 4, 1:58 pm EDT | MAXIM INTEGRATED PRODUCTS INCMXIM | Christopher J NeilSENIOR VP | 3,500 | — | — | 35,000 | — | |
| Feb 8, 2017 JForm 4 → | Oct 4, 2:05 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Theodore D TaplinOther | 1,957 | — | — | 1,957 | — | late |
| Sep 30, 2017 AForm 4 → | Oct 4, 2:22 pm EDT | Cerecor Inc.CERC | Eugene A BauerDirector | 10,202 | — | — | 10,202 | — | late |
| Sep 30, 2017 AForm 4 → | Oct 4, 2:23 pm EDT | Cerecor Inc.CERC | Isaac BlechDirector | 27,560 | — | — | 27,560 | — | late |
| Sep 30, 2017 AForm 4 → | Oct 4, 2:24 pm EDT | Cerecor Inc.CERC | Phil GutryDirector | 10,600 | — | — | 10,600 | — | late |
| Sep 30, 2017 AForm 4 → | Oct 4, 2:24 pm EDT | Cerecor Inc.CERC | Magnus PerssonDirector | 12,587 | — | — | 12,587 | — | late |
| Oct 4, 2017 MForm 4 → | Oct 4, 2:41 pm EDT | SCHWAB CHARLES CORPSCHW | Terri R KallsenEVP - Investor Services | 1,000 | — | — | 41,873 | — | |
| Oct 4, 2017 MForm 4 → | Oct 4, 2:42 pm EDT | SCHWAB CHARLES CORPSCHW | Marie A ChandohaPresident - CSIM | 3,923 | — | — | 8,424 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:44 pm EDT | Woodward, Inc.WWD | John D CohnDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:46 pm EDT | Woodward, Inc.WWD | Paul DonovanDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:50 pm EDT | Woodward, Inc.WWD | Eileen P. DrakeDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 2:57 pm EDT | Woodward, Inc.WWD | Christopher FawzyVP, Gen Counsel & Corp Sec | 21,500 | — | — | 21,500 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:02 pm EDT | Woodward, Inc.WWD | Thomas A GendronPresident and CEO, Director | 155,900 | — | — | 155,900 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:04 pm EDT | Woodward, Inc.WWD | Martin Val GlassPresident, Airframe Systems | 33,300 | — | — | 33,300 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:14 pm EDT | Woodward, Inc.WWD | Daniel G. KorteDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:15 pm EDT | Woodward, Inc.WWD | Sagar A PatelPres. Air. Turb. Systems | 22,500 | — | — | 22,500 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:17 pm EDT | Woodward, Inc.WWD | Mary L PetrovichDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:21 pm EDT | Woodward, Inc.WWD | Chad Robert PreissPresident, Engine Systems | 20,800 | — | — | 20,800 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:22 pm EDT | Woodward, Inc.WWD | James R RulsehDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:24 pm EDT | Woodward, Inc.WWD | Ronald M SegaDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:26 pm EDT | Woodward, Inc.WWD | Gregg C SengstackDirector | 6,000 | — | — | 6,000 | — | |
| Jul 3, 2017 AForm 4 → | Oct 4, 3:27 pm EDT | SCIENTIFIC INDUSTRIES INCSCND | Karl NowosielskiDivision President | 7,500 | — | — | 34,183 | — | late |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:27 pm EDT | Woodward, Inc.WWD | Jonathan W ThayerDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:28 pm EDT | Woodward, Inc.WWD | Robert F Weber Jr.CFO & Treasurer | 32,600 | — | — | 32,600 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:30 pm EDT | Woodward, Inc.WWD | John A HalbrookDirector | 6,000 | — | — | 6,000 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 3:31 pm EDT | PHOTRONICS INCPLAB | Christopher J ProglerVP, Chief Technology Officer | 4,000 | — | — | 23,000 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 3:34 pm EDT | SONOCO PRODUCTS COSON | Marcy J ThompsonVP,Marketing&Innovations | 3,000 | — | — | 0 | — | |
| Oct 3, 2017 MForm 4 → | Oct 4, 3:39 pm EDT | WEBSTER FINANCIAL CORPWBS | James Copenhaver SmithChairman & Chief Executive Off, Director | 27,996 | — | — | 27,995 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 3:45 pm EDT | SolarEdge Technologies IncSEDG | Yoav GalinVP Research and Development | 15,000 | — | — | 35,000 | — | |
| Oct 2, 2017 MForm 4 → | Oct 4, 3:47 pm EDT | SolarEdge Technologies IncSEDG | Meir AdestVP, Core Technologies | 2,000 | — | — | 33,333 | — | |
| Jul 3, 2017 AForm 4 → | Oct 4, 3:47 pm EDT | SCIENTIFIC INDUSTRIES INCSCND | Robert NicholsCorporate Secretary | 7,500 | — | — | 27,897 | — | late |
| Oct 1, 2017 MForm 4 → | Oct 4, 3:50 pm EDT | PROGRESS SOFTWARE CORP /MAPRGS | Dimitre TaslakovChief Talent Officer | 1,894 | — | — | 5,984 | — | late |
| Oct 2, 2017 AForm 4 → | Oct 4, 3:50 pm EDT | PERCEPTRON INC/MIPRCP | David Lawrence WatzaPresident, CEO and CFO | 100,000 | — | — | 100,000 | — | |
| Oct 1, 2017 MForm 4 → | Oct 4, 3:53 pm EDT | PROGRESS SOFTWARE CORP /MAPRGS | Yogesh K GuptaChief Executive Officer, Director | 2,287 | — | — | 11,435 | — | late |
| Jul 3, 2017 AForm 4 → | Oct 4, 3:54 pm EDT | SCIENTIFIC INDUSTRIES INCSCND | Helena R SantosPresident, Director | 25,000 | — | — | 40,779 | — | late |
| Oct 2, 2017 MForm 4 → | Oct 4, 3:55 pm EDT | ILLINOIS TOOL WORKS INCITW | John R. HartnettExecutive Vice President | 6,533 | — | — | 6,533 | — | |
| Oct 1, 2017 MForm 4 → | Oct 4, 3:57 pm EDT | PROGRESS SOFTWARE CORP /MAPRGS | Paul A JalbertChief Financial Officer | 2,632 | — | — | 8,607 | — | late |