SEC Form 4 · accession 0001370637-17-000113
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda F Kozlowski
Officer — Chief Operating Officer
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2017 | M | 4,500 | $0.00 | A | 16,254 | D | |
| Common Stock | Oct 1, 2017 | F | 1,855 | $16.88 | D | 14,399 | D | |
| Common StockF1 | Oct 1, 2017 | M | 1,998 | $0.00 | A | 16,397 | D | |
| Common Stock | Oct 1, 2017 | F | 824 | $16.88 | D | 15,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 1, 2017 | M | 4,500 | D | — | — | Common Stock | 4,500 | 49,503 | D |
| Restricted Stock UnitsF2,F4 | — | Oct 1, 2017 | M | 1,998 | D | — | — | Common Stock | 1,998 | 27,973 | D |
Explanation of responses
- F1Shares of common stock acquired upon the vesting of restricted stock units.
- F2Units correspond 1-for-1 with common stock.
- F325% of the restricted stock units vested on July 1, 2017, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.
- F4The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date.