Form
4
insider filings, from the source
Buys
Significant
Penny
Sales
Options
Clusters
Screener
Ratios
Learn
/
Insider · CIK 0001326278
Daniel Joseph Houston
Files at:
ADT
,
PFG
.
On EDGAR ↗
Period
1M
3M
6M
1Y
2Y
All data
shares as filed — not split-adjusted
Open-market buys & sales
buys $0 · 0
sales $22.5M · 7
net −$22.5M
$10k
$10k
$100k
$100k
$1M
$1M
$10M
$10M
buys
sales
Aug 2015
Jan 2016
May 2016
Oct 2016
Mar 2017
Aug 2017
Jan 2018
Reported trades — common stock
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Jul 7, 2026
A
Form 4 →
Jul 9, 4:23 pm EDT
ADT Inc.
ADT
210
—
—
101,376
—
Feb 25, 2019
A
Form 4 →
Feb 27, 5:17 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
39,438
—
—
219,367
—
plan?
Feb 26, 2018
A
Form 4 →
Feb 28, 5:11 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
16,768
—
—
179,430
—
plan?
Jan 8, 2018
S
Form 4 →
Jan 9, 5:16 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
19,856
$72.02
$1,430,029
162,662
−10.9%
plan?
Jan 8, 2018
M
Form 4 →
Jan 9, 5:16 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
19,856
$30.70
$609,579
182,518
—
plan?
Jan 5, 2018
S
Form 4 →
Jan 8, 4:19 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
69,894
$72.01
$5,033,067
162,662
−30.1%
plan?
Jan 5, 2018
M
Form 4 →
Jan 8, 4:19 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
69,894
$30.70
$2,145,746
232,556
—
plan?
Nov 28, 2017
S
Form 4 →
Nov 29, 9:02 am EST
PRINCIPAL FINANCIAL GROUP INC
PFG
37,080
$70.05
$2,597,454
162,640
−18.6%
plan?
Nov 28, 2017
M
Form 4 →
Nov 29, 9:02 am EST
PRINCIPAL FINANCIAL GROUP INC
PFG
37,080
$60.10
$2,228,508
199,720
—
plan?
Oct 19, 2017
S
Form 4 →
Oct 20, 5:19 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
93,968
$68.04
$6,393,583
162,640
−36.6%
plan?
Oct 19, 2017
M
Form 4 →
Oct 20, 5:19 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
93,968
$28.34
$2,662,662
244,505
—
plan?
Oct 18, 2017
S
Form 4 →
Oct 19, 3:47 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
38,097
$68.00
$2,590,596
162,640
−19.0%
plan?
Oct 18, 2017
M
Form 4 →
Oct 19, 3:47 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
38,097
$34.26
$1,305,203
200,737
—
plan?
Feb 27, 2017
A
Form 4 →
Mar 1, 5:25 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
16,068
—
—
162,150
—
plan?
Dec 9, 2016
G
Form 4 →
Dec 13, 3:40 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
3,780
—
—
146,062
—
plan?
Dec 7, 2016
S
Form 4 →
Dec 9, 9:56 am EST
PRINCIPAL FINANCIAL GROUP INC
PFG
72,350
$60.02
$4,342,447
149,842
−32.6%
plan?
Dec 7, 2016
M
Form 4 →
Dec 9, 9:56 am EST
PRINCIPAL FINANCIAL GROUP INC
PFG
72,350
$22.21
$1,606,894
222,192
—
plan?
Feb 22, 2016
A
Form 4 →
Feb 24, 5:00 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
24,209
—
—
149,210
—
plan?
Aug 13, 2015
S
Form 4 →
Aug 14, 4:56 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
1,610
$57.00
$91,770
133,984
−1.19%
plan?
Aug 13, 2015
M
Form 4 →
Aug 14, 4:56 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
1,610
$54.20
$87,262
135,594
—
plan?
Jun 12, 2015
G
Form 5 →
Feb 12, 2016, 5:10 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
9,500
—
—
125,001
—
plan?
Feb 23, 2015
A
Form 4 →
Feb 25, 5:09 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
24,399
—
—
133,962
—
plan?
Reported trades — derivatives (options, RSUs, warrants)
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Feb 25, 2019
A
Form 4 →
Feb 27, 5:17 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
348,750
—
—
348,750
—
Dec 28, 2018
A
Form 4 →
Jan 2, 2019, 5:08 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
18
$43.56
$788
1,477
—
Sep 28, 2018
A
Form 4 →
Oct 2, 4:28 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
13
$58.59
$768
1,459
—
Jun 29, 2018
A
Form 4 →
Jul 3, 4:55 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
14
$52.95
$747
1,446
—
Mar 29, 2018
A
Form 4 →
Apr 2, 5:14 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
12
$60.91
$725
1,432
—
Feb 26, 2018
A
Form 4 →
Feb 28, 5:11 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
227,275
—
—
227,275
—
Jan 8, 2018
M
Form 4 →
Jan 9, 5:16 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
19,856
—
—
0
—
Jan 5, 2018
M
Form 4 →
Jan 8, 4:19 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
69,894
—
—
19,856
—
Dec 28, 2017
A
Form 4 →
Jan 2, 2018, 5:36 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
10
$71.39
$692
1,420
—
Nov 28, 2017
M
Form 4 →
Nov 29, 9:02 am EST
PRINCIPAL FINANCIAL GROUP INC
PFG
37,080
—
—
0
—
Oct 19, 2017
M
Form 4 →
Oct 20, 5:19 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
93,968
—
—
0
—
Oct 18, 2017
M
Form 4 →
Oct 19, 3:47 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
38,097
—
—
12,103
—
Sep 29, 2017
A
Form 4 →
Oct 3, 5:21 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
10
$64.34
$656
1,410
—
Jun 30, 2017
A
Form 4 →
Jul 5, 5:54 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
10
$64.07
$641
1,400
—
Mar 31, 2017
A
Form 4 →
Apr 4, 5:33 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
10
$63.11
$618
1,390
—
Feb 27, 2017
A
Form 4 →
Mar 1, 5:25 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
161,660
—
—
161,660
—
Dec 27, 2016
A
Form 4 →
Dec 29, 5:46 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
10
$58.73
$587
1,380
—
Dec 7, 2016
M
Form 4 →
Dec 9, 9:56 am EST
PRINCIPAL FINANCIAL GROUP INC
PFG
72,350
—
—
0
—
Sep 30, 2016
A
Form 4 →
Oct 4, 4:46 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
11
$51.51
$556
1,370
—
Jun 24, 2016
A
Form 4 →
Jun 28, 5:54 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
13
$39.96
$523
1,359
—
Mar 25, 2016
A
Form 4 →
Mar 29, 6:18 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
13
$38.90
$506
1,346
—
Feb 22, 2016
A
Form 4 →
Feb 24, 5:00 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
224,465
—
—
224,465
—
Dec 28, 2015
A
Form 4 →
Dec 30, 4:48 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
11
$45.57
$501
1,333
—
Sep 25, 2015
A
Form 4 →
Sep 29, 5:30 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
10
$48.05
$500
1,322
—
Aug 13, 2015
M
Form 4 →
Aug 14, 4:56 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
1,610
—
—
0
—
Jun 26, 2015
A
Form 4 →
Jun 30, 5:58 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
9
$52.44
$493
1,312
—
Mar 27, 2015
A
Form 4 →
Mar 31, 6:20 pm EDT
PRINCIPAL FINANCIAL GROUP INC
PFG
9
$50.49
$465
1,302
—
Feb 23, 2015
A
Form 4 →
Feb 25, 5:09 pm EST
PRINCIPAL FINANCIAL GROUP INC
PFG
70,210
—
—
70,210
—