SEC Form 5 · accession 0001126328-16-000372
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Joseph Houston
Officer — Pres & Chief Executive Officer · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2015 | G | 9,500 | $0.00 | D | 125,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,116 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.