SEC Form 4 · accession 0001570585-17-000336
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Oct 1, 2017 | M | 32,401 | — | A | 560,463 | D | |
| Liberty Global Class A | Oct 1, 2017 | F | 15,184 | $33.91 | D | 545,279 | D | |
| Liberty Global Class CF1 | Oct 1, 2017 | M | 64,803 | — | A | 1,177,082 | D | |
| Liberty Global Class C | Oct 1, 2017 | F | 30,367 | $32.70 | D | 1,146,715 | D | |
| LiLAC Class AF1 | Oct 1, 2017 | M | 5,662 | — | A | 214,328 | D | |
| LiLAC Class A | Oct 1, 2017 | F | 2,655 | $23.76 | D | 211,673 | D | |
| LiLAC Class CF1 | Oct 1, 2017 | M | 11,325 | — | A | 204,884 | D | |
| LiLAC Class C | Oct 1, 2017 | F | 5,308 | $23.30 | D | 199,576 | D | |
| Liberty Global Class A | holding | — | — | — | 1,976 | I | By 401(k) Plan | |
| Liberty Global Class C | holding | — | — | — | 13,059 | I | By 401(k) Plan | |
| LiLAC Class A | holding | — | — | — | 345 | I | By 401(k) Plan | |
| LiLAC Class C | holding | — | — | — | 2,283 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Oct 1, 2017 | M | 32,401 | D | — | — | Liberty Global Class A | 32,401 | 0 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Oct 1, 2017 | M | 64,803 | D | — | — | Liberty Global Class C | 64,803 | 0 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Oct 1, 2017 | M | 5,662 | D | — | — | LiLAC Class A | 5,662 | 0 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Oct 1, 2017 | M | 11,325 | D | — | — | LiLAC Class C | 11,325 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest on October 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.