SEC Form 4 · accession 0001231205-17-000119
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Hauser
Officer — Vice President
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2017 | M | 1,800 | $0.00 | D | 11,372 | D | |
| Common Stock | Sep 30, 2017 | F | 848 | $24.15 | D | 10,524 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 30, 2017 | M | 1,800 | D | Sep 30, 2017 | Sep 30, 2017 | Common Stock | 1,800 | 7,200 | D |
Explanation of responses
- F11-for-1