SEC Form 4 · accession 0001467858-17-000125
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carel J. de Nysschen
Officer — Executive Vice President
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2017 | M | 13,836 | $0.00 | A | 34,201 | D | |
| Common Stock | Oct 1, 2017 | F | 7,362 | $40.38 | D | 26,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Oct 1, 2017 | M | 13,836 | D | — | — | Common Stock | 13,836 | 0 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the settlement of a portion of a grant of Restricted Stock Units ("RSUs) awarded on January 5, 2015, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP").
- F2The RSUs reported in this item were awarded on January 5, 2015, pursuant to the Company's GMLTIP. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The RSUs do not have an expiration date or carry a conversion or exercise price. RSUs are settled when they vest provided that the conditions in the GMLTIP have been satisfied.