SEC Form 4/A · accession 0001209191-17-055190
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jacqueline B Kosecoff
Director
Period of report
Aug 9, 2017
Accepted (ET)
Oct 3, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1 | Aug 9, 2017 | A | 1,565 | $0.00 | A | 1,565 | D | |
| Ordinary Shares, 10 pence par valueF2 | holding | — | — | — | 40,340 | I | See Footnote Below |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3,F4 | $86.23 | Aug 9, 2017 | A | 927 | A | — | Aug 9, 2027 | Ordinary Shares | 927 | 927 | D |
| Career Restricted Stock UnitsF6,F5,F7 | — | Aug 9, 2017 | A | 231 | A | — | — | Ordinary Shares | 231 | 231 | D |
Explanation of responses
- F1The Reporting Person's original Form 4 omitted the grant of these Ordinary Shares. This Form 4/A reflects the correct amount.
- F2These Ordinary Shares are held in a revocable family trust of the Reporting Person and the Reporting Person's spouse, as Co-Trustees.
- F3The amount of options awarded was overstated on the Reporting Person's original Form 4. This Form 4/A reflects the correct amount.
- F4These nonqualified stock options are fully vested and are exercisable immediately.
- F5Each Career Restricted Stock Unit represents the right to receive one STERIS Ordinary Share six months after the cessation of the Director's Board service.
- F6The amount of Career Restricted Stock Units awarded was overstated on the Reporting Person's original Form 4. This Form 4/A reflects the correct amount
- F7These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS Ordinary Shares six months after the cessation of the Director's Board service.