SEC Form 4 · accession 0001501570-17-000189
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mastor
Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | M | 250 | — | A | 119,249 | D | |
| Common Stock | holding | — | — | — | 266 | I | By Mastor Hospitality, LP | |
| Common Stock | holding | — | — | — | 13,118 | I | By Thomas Mastor Investment Trust | |
| Common Stock | holding | — | — | — | 7,047 | I | By Sterling Trust Company for IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 30, 2017 | M | 250 | D | — | — | Common Stock | 250 | 375 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2On August 1, 2017, the reporting person was granted 625 restricted stock units which vest as follows: 250 on September 30, 2017 and 375 on December 31, 2017.