SEC Form 4 · accession 0001593968-17-001101
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asaf Silberstein
Officer — SVP
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | M | 1,000 | $29.35 | A | 36,157 | D | |
| Common Stock | Oct 2, 2017 | M | 500 | $29.35 | A | 36,657 | D | |
| Common Stock | Oct 2, 2017 | S | 500 | $38.058 | D | 36,157 | D | |
| Common Stock | Oct 2, 2017 | S | 1,000 | $38.00 | D | 35,157 | D | |
| Common Stock | Oct 2, 2017 | S | 200 | $38.05 | D | 34,957 | D | |
| Common StockF1 | Oct 2, 2017 | S | 2,000 | $38.00 | D | 32,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $29.35 | Oct 2, 2017 | M | 500 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 500 | 4,500 | D |
| Option (right to buy)F2 | $29.35 | Oct 2, 2017 | M | 1,000 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 1,000 | 3,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Silberstein on July 14, 2017.
- F2This grant vests in three annual installments beginning on February 28, 2013.