SEC Form 4 · accession 0000899243-17-023345
Mirati Therapeutics, Inc. · MRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Joseph Lewis
10% Owner
Ivan M Lieberburg
10% Owner
Neil Reisman
Director · 10% Owner
Christopher Fuglesang
10% Owner
Boxer Capital, LLC
10% Owner
Aaron I. Davis
10% Owner
MVA Investors, LLC
10% Owner
Rodney W Lappe
Director · 10% Owner
Braslyn Ltd.
10% Owner
Shehan Bharatha Dissanayake
10% Owner
Period of report
Oct 3, 2017
Accepted (ET)
Oct 3, 2017 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2017 | X | 189,780 | $7.86 | A | 1,227,774 | D | |
| Common StockF2 | Oct 3, 2017 | X | 78,186 | $7.86 | A | 513,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to purchase) | $7.86 | Oct 3, 2017 | X | 189,780 | D | Nov 21, 2012 | Nov 21, 2017 | Common Stock | 189,780 | 0 | D |
| Warrant (right to purchase) | $7.86 | Oct 3, 2017 | X | 78,186 | D | Nov 21, 2012 | Nov 21, 2017 | Common Stock | 78,186 | 0 | D |
Explanation of responses
- F1These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc., (iii) MVA Investors, LLC ("MVA Investors"), (iv) Braslyn Ltd., (v) Joe Lewis, (vi) Christopher Fuglesang, (vii) Rodney W. Lappe, (viii) Ivan M. Lieberburg, (ix) Neil Reisman, (x) Shehan B. Dissanayake, and (xi) Aaron I. Davis (collectively, the "Boxer Group"). Joseph C. Lewis is the sole indirect beneficial owner of and controls Braslyn Ltd.
- F2These securities are owned directly and solely by MVA Investors, which has sole voting and dispositive power with respect to these securities. Each of Messrs. Fuglesang, Lieberburg, Reisman, Dissanayake and Davis is a member of MVA Investors. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
Remarks
Form 1 of 2 Because the number of Reporting Persons exceeds the Form 4 limit, additional Reporting Persons are included on another Form 4 filed on the same date.