SEC Form 4 · accession 0001209191-17-054998
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melanie Hughes
Officer — SVP & Chief HR Officer
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | A | 2,596 | $138.68 | A | 2,596 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $138.68 | Sep 29, 2017 | A | 4,356 | A | Sep 29, 2018 | Sep 29, 2027 | Common Stock | 4,356 | 4,356 | D |
Explanation of responses
- F1Exempt grant of performance accelerated restricted stock.
- F2One fourth of options vest each year beginning with the date indicated.