SEC Form 4 · accession 0001225208-17-015798
LOCKHEED MARTIN CORP · LMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosalind G Brewer
Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | M | 5,326 | $0.00 | A | 5,326 | D | |
| Common Stock | Sep 29, 2017 | D | 257 | $310.29 | D | 5,069 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4,F2 | — | Sep 29, 2017 | A | 113 | A | — | — | Common Stock | 113 | 3,795 | I |
| Phantom Stock UnitsF1,F4,F2 | — | Sep 29, 2017 | M | 5,326 | D | — | — | Common Stock | 5,326 | 2,200 | I |
Explanation of responses
- F1Settlement of phantom stock units at $310.29 per share following reporting person's resignation from the board of directors.
- F2The stock units convert on a 1-for-1 basis.
- F3The information pertains to previously acquired stock units under the plan exempt under Section 16(b) which will be settled upon the reporting person's retirement or termination of service.
- F4End of period holdings include additional acquisitions through dividend reinvestment.