SEC Form 4 · accession 0001209191-17-055300

MARINEMAX INC · HZO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Legal Officer

Period of report

Sep 30, 2017

Accepted (ET)

Oct 3, 2017 · 5:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001057060

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common stock^F1	Sep 30, 2017	M	1,500	$0.00	A	20,354	D
Common stock	Sep 30, 2017	F	411	$16.55	D	19,943	D
Common stock	Sep 30, 2017	M	100	$0.00	A	20,043	D
Common stock	Sep 30, 2017	F	28	$16.55	D	20,015	D
Common stock	Sep 30, 2017	M	3,300	$0.00	A	23,315	D
Common stock	Sep 30, 2017	F	903	$16.55	D	22,412	D
Common stock	Sep 30, 2017	M	1,647	$0.00	A	24,059	D
Common stock	Sep 30, 2017	F	451	$16.55	D	23,608	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Sep 30, 2017	M	1,500	D	—	—	Common Stock	1,500	1,501	D
Restricted Stock Units^F2,F3	—	Sep 30, 2017	M	100	D	—	—	Common Stock	100	101	D
Performance Based Restricted Stock Units^F2,F4	—	Sep 30, 2017	M	3,300	D	—	—	Common Stock	3,300	0	D
Restricted Stock Units^F2,F5	—	Sep 30, 2017	M	1,647	D	—	—	Common Stock	1,647	3,295	D

F1Includes 1,193 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q3 of fiscal 2017.
F2Each restricted stock unit represents a contingent right to receive one share of Marinemax, Inc. Common Stock.
F3The restricted stock units vest in three annual installments beginning on September 30, 2016.
F4The performance-based restricted stock units vest on September 30, 2017. These units were awarded based on performance criteria established on November 15, 2014 and tied to inventory management and operations during fiscal 2016.
F5The restricted stock units vest in three annual installments beginning on September 30, 2017.