Company · CIK 0001109196 · SIC 2834 — Pharmaceutical Preparations

MABVAX THERAPEUTICS HOLDINGS, INC. · MBVX

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $54k · 6sales $841k · 23net −$787k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 3, 2018 MForm 4 →	Apr 3, 9:16 pm EDT	Thomas C VarvaroDirector	513	—	—	23,063	—	plan?
Apr 2, 2018 MForm 4/A →	Apr 4, 4:15 pm EDT	Kenneth M CohenDirector	513	—	—	24,552	—	plan?
Apr 2, 2018 MForm 4/A →	Apr 4, 6:13 am EDT	Paul V MaierDirector	513	—	—	23,063	—	plan?
Apr 2, 2018 MForm 4 →	Apr 3, 6:26 pm EDT	Paul V MaierDirector	513	—	—	23,462	—	plan? amended
Apr 2, 2018 MForm 4 →	Apr 3, 6:26 pm EDT	Kenneth M CohenDirector	513	—	—	26,808	—	plan? amended
Apr 2, 2018 FMForm 4 →	Apr 3, 6:25 pm EDT	Paul W MaffuidEXEC. VP, R AND D	6,750	—	—	99,877	—	plan?
Apr 2, 2018 FMForm 4 →	Apr 3, 6:24 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	9,449	—	—	114,307	—	plan?
Apr 2, 2018 FMForm 4 →	Apr 3, 6:23 pm EDT	John David HansenPRESIDENT AND CEO, Director	18,250	—	—	190,827	—	plan?
Jan 23, 2018 SForm 4 →	Jan 24, 7:13 pm EST	Jeffrey F EisenbergDirector	35,442	$0.8548	$30,295	64,558	−35.4%	plan?
Jan 23, 2018 SForm 4 →	Jan 24, 7:10 pm EST	Thomas C VarvaroDirector	35,441	$0.8548	$30,294	67,645	−34.4%	plan?
Jan 23, 2018 SForm 4 →	Jan 24, 7:09 pm EST	Paul V MaierDirector	35,448	$0.8548	$30,300	68,314	−34.2%	plan?
Jan 23, 2018 SForm 4 →	Jan 24, 7:06 pm EST	Kenneth M CohenDirector	35,440	$0.8548	$30,293	78,355	−31.1%	plan?
Jan 16, 2018 SForm 4 →	Jan 18, 8:00 pm EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	38,054	$0.92	$35,010	283,703	−11.8%	plan?
Jan 16, 2018 SForm 4 →	Jan 18, 8:00 pm EST	John David HansenPRESIDENT AND CEO, Director	59,263	$0.92	$54,522	536,730	−9.94%	plan?
Jan 16, 2018 SForm 4 →	Jan 18, 8:00 pm EST	Paul F ResnickVICE PRESIDENT, CBO	3,071	$0.92	$2,825	18,333	−14.3%	plan?
Jan 16, 2018 SForm 4 →	Jan 18, 8:00 pm EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	41,873	$0.92	$38,523	320,013	−11.6%	plan?
Jan 10, 2018 SForm 4 →	Jan 16, 6:00 am EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	116,479	$0.9666	$112,594	361,886	−24.3%	plan? late
Jan 10, 2018 SForm 4 →	Jan 16, 6:00 am EST	Paul F ResnickVICE PRESIDENT, CBO	8,540	$0.9666	$8,255	21,404	−28.5%	plan? late
Jan 10, 2018 SForm 4 →	Jan 16, 6:00 am EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	105,851	$0.9666	$102,320	321,757	−24.8%	plan? late
Jan 10, 2018 SForm 4 →	Jan 16, 6:00 am EST	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	37,027	$0.9666	$35,792	256,554	−12.6%	plan? late
Jan 10, 2018 SForm 4 →	Jan 16, 6:00 am EST	John David HansenPRESIDENT AND CEO, Director	192,690	$0.9666	$186,263	595,993	−24.4%	plan? late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	449,159	—	—	478,365	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Paul F ResnickVICE PRESIDENT, CBO	29,944	—	—	29,944	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	406,382	—	—	427,608	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	100,000	—	—	293,581	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	John David HansenPRESIDENT AND CEO, Director	727,210	—	—	788,683	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 12, 5:26 pm EST	Thomas C VarvaroDirector	100,000	—	—	100,000	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 12, 5:25 pm EST	Kenneth M CohenDirector	100,000	—	—	100,000	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 12, 5:23 pm EST	Jeffrey F EisenbergDirector	100,000	—	—	100,000	—	plan? late
Jan 8, 2018 MForm 4 →	Jan 12, 5:22 pm EST	Paul V MaierDirector	100,000	—	—	100,000	—	plan? late
May 19, 2017 PForm 4 →	Aug 2, 6:02 am EDT	John David HansenPRESIDENT AND CEO, Director	4,842	—	—	70,601	—	plan? late
May 19, 2017 PForm 4 →	Aug 2, 6:02 am EDT	John David HansenPRESIDENT AND CEO, Director	4,286	$1.75	$7,501	65,759	+6.97%	plan? late
May 19, 2017 PForm 4 →	Aug 2, 6:01 am EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	4,842	—	—	38,334	—	plan? late
May 19, 2017 PForm 4 →	Aug 2, 6:01 am EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	4,286	$1.75	$7,501	33,492	+14.7%	plan? late
May 19, 2017 PForm 4 →	Aug 2, 6:00 am EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	3,228	—	—	27,311	—	plan? late
May 19, 2017 PForm 4 →	Aug 2, 6:00 am EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	2,857	$1.75	$5,000	24,083	+13.5%	plan? late
Apr 12, 2017 SForm 4 →	Apr 14, 5:24 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	1,369	$2.00	$2,738	21,226	−6.06%	plan?
Apr 12, 2017 SForm 4 →	Apr 14, 5:22 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	3,885	$2.00	$7,770	29,206	−11.7%	plan?
Apr 12, 2017 SForm 4 →	Apr 14, 5:21 pm EDT	John David HansenPRESIDENT AND CEO, Director	10,216	$2.00	$20,433	61,473	−14.3%	plan?
Apr 7, 2017 SForm 4 →	Apr 11, 6:32 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	1,050	$2.00	$2,102	22,595	−4.44%	plan?
Apr 7, 2017 SForm 4 →	Apr 11, 6:31 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	1,050	$2.00	$2,102	33,091	−3.08%	plan?
Apr 7, 2017 SForm 4 →	Apr 11, 6:30 pm EDT	John David HansenPRESIDENT AND CEO, Director	1,476	$2.00	$2,955	71,689	−2.02%	plan?
Apr 4, 2017 SForm 4 →	Apr 6, 6:58 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	3,667	$2.18	$7,984	23,645	−13.4%	plan?
Apr 4, 2017 SForm 4 →	Apr 6, 6:57 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	3,667	$2.18	$7,984	34,141	−9.70%	plan?
Apr 4, 2017 SForm 4 →	Apr 6, 6:57 pm EDT	John David HansenPRESIDENT AND CEO, Director	5,051	$2.17	$10,969	73,165	−6.46%	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 9:50 pm EDT	Jeffrey V. RavetchDirector	1,543	—	—	3,086	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:25 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	15,045	—	—	27,312	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:24 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	21,064	—	—	37,808	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:23 pm EDT	John David HansenPRESIDENT AND CEO, Director	40,687	—	—	78,216	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:23 pm EDT	Robert HoffmanDirector	1,543	—	—	4,438	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:22 pm EDT	Kenneth M CohenDirector	1,543	—	—	7,557	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:22 pm EDT	Paul V MaierDirector	1,543	—	—	3,762	—	plan?
Apr 2, 2017 MForm 4 →	Apr 4, 7:21 pm EDT	Thomas C VarvaroDirector	1,543	—	—	3,086	—	plan?
Aug 17, 2016 PForm 4 →	Aug 19, 4:38 pm EDT	John David HansenPRESIDENT AND CEO, Director	3,119	—	—	37,529	—	plan?
Aug 17, 2016 PForm 4 →	Aug 19, 4:36 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	3,119	—	—	16,744	—	plan?
Aug 17, 2016 PForm 4 →	Aug 19, 4:35 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	2,079	—	—	12,267	—	plan?
Aug 17, 2016 PForm 4 →	Aug 19, 4:34 pm EDT	Kenneth M CohenDirector	3,119	—	—	6,014	—	plan?
Apr 4, 2016 FMForm 4 →	Apr 5, 6:01 pm EDT	Wolfgang W. ScholzVP OF ANTIBODY DISCOVERY	139,904	—	—	113,288	—	plan?
Apr 4, 2016 MForm 4 →	Apr 5, 6:00 pm EDT	Robert HoffmanDirector	11,417	—	—	21,417	—	plan?
Apr 4, 2016 MForm 4 →	Apr 5, 5:59 pm EDT	Thomas C VarvaroDirector	11,417	—	—	11,417	—	plan?
Apr 4, 2016 MForm 4 →	Apr 5, 5:58 pm EDT	Jeffrey V. RavetchDirector	11,417	—	—	11,417	—	plan?
Apr 4, 2016 MForm 4 →	Apr 5, 5:57 pm EDT	Kenneth M CohenDirector	11,417	—	—	11,417	—	plan?
Apr 4, 2016 MForm 4 →	Apr 5, 5:56 pm EDT	Paul V MaierDirector	11,417	—	—	16,417	—	plan?
Apr 4, 2016 FMForm 4 →	Apr 5, 5:56 pm EDT	John David HansenPRESIDENT AND CEO, Director	414,232	—	—	254,634	—	plan?
Apr 4, 2016 FMForm 4 →	Apr 5, 5:55 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	152,278	—	—	75,390	—	plan?
Apr 4, 2016 FMForm 4 →	Apr 5, 5:54 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	213,911	—	—	100,823	—	plan?
Mar 24, 2016 SForm 4/A →	Mar 25, 2:54 pm EDT	Jeffrey V. RavetchDirector	131,500	$0.60	$78,900	0	−100%	plan?
Mar 24, 2016 SForm 4 →	Mar 24, 6:26 pm EDT	Jeffrey V. RavetchDirector	131,500	$0.60	$78,900	0	−100%	plan? amended
May 29, 2015 PForm 4 →	Jun 2, 3:46 pm EDT	Paul V MaierDirector	5,000	$2.30	$11,500	5,000	—	plan?
May 22, 2015 PForm 4 →	May 26, 1:18 pm EDT	Kenneth M CohenDirector	3,500	$2.30	$8,050	10,000	+53.8%	plan?
Apr 4, 2015 AForm 4 →	Apr 7, 8:39 pm EDT	Michael M WickDirector	20,000	—	—	33,551	—	plan?
Apr 4, 2015 AForm 4 →	Apr 7, 8:38 pm EDT	Jeffrey V. RavetchDirector	131,500	—	—	131,500	—	plan?
Apr 4, 2015 AForm 4 →	Apr 7, 8:36 pm EDT	Philip O. LivingstonChief Science Officer, Director	1,000,000	—	—	1,307,396	—	plan?
Dec 16, 2014 PForm 5 →	Jan 8, 2015, 12:44 pm EST	Paul W MaffuidVice President	5,000	$2.85	$14,250	5,000	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 3, 2018 MForm 4 →	Apr 3, 9:16 pm EDT	Thomas C VarvaroDirector	513	—	—	0	—
Apr 2, 2018 MForm 4/A →	Apr 4, 4:15 pm EDT	Kenneth M CohenDirector	513	—	—	0	—
Apr 2, 2018 MForm 4/A →	Apr 4, 6:13 am EDT	Paul V MaierDirector	513	—	—	0	—
Apr 2, 2018 MForm 4 →	Apr 3, 6:26 pm EDT	Paul V MaierDirector	513	—	—	0	—	amended
Apr 2, 2018 MForm 4 →	Apr 3, 6:26 pm EDT	Kenneth M CohenDirector	513	—	—	0	—	amended
Apr 2, 2018 MForm 4 →	Apr 3, 6:25 pm EDT	Paul W MaffuidEXEC. VP, R AND D	5,015	—	—	0	—
Apr 2, 2018 MForm 4 →	Apr 3, 6:24 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	7,021	—	—	0	—
Apr 2, 2018 MForm 4 →	Apr 3, 6:23 pm EDT	John David HansenPRESIDENT AND CEO, Director	13,561	—	—	0	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:49 pm EST	Paul F ResnickVICE PRESIDENT, CBO	80,000	—	—	80,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:48 pm EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	195,000	—	—	195,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:48 pm EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	195,000	—	—	195,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:47 pm EST	John David HansenPRESIDENT AND CEO, Director	290,000	—	—	290,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:46 pm EST	Thomas C VarvaroDirector	35,000	—	—	35,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:45 pm EST	Jeffrey F EisenbergDirector	35,000	—	—	35,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:44 pm EST	Kenneth M CohenDirector	35,000	—	—	35,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:43 pm EST	Paul V MaierDirector	35,000	—	—	35,000	—
Feb 21, 2018 AForm 4 →	Feb 23, 3:42 pm EST	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	35,000	—	—	35,000	—
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	449,159	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Paul F ResnickVICE PRESIDENT, CBO	29,944	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	406,382	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	100,000	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	John David HansenPRESIDENT AND CEO, Director	727,210	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 12, 5:26 pm EST	Thomas C VarvaroDirector	100,000	—	—	1,543	—	late
Jan 8, 2018 MForm 4 →	Jan 12, 5:25 pm EST	Kenneth M CohenDirector	100,000	—	—	1,543	—	late
Jan 8, 2018 MForm 4 →	Jan 12, 5:23 pm EST	Jeffrey F EisenbergDirector	100,000	—	—	1,543	—	late
Jan 8, 2018 MForm 4 →	Jan 12, 5:22 pm EST	Paul V MaierDirector	100,000	—	—	1,543	—	late
Oct 2, 2017 AForm 4 →	Oct 4, 6:25 am EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	340,420	—	—	340,420	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:25 am EDT	Jeffrey F EisenbergDirector	75,790	—	—	75,790	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:24 am EDT	Kenneth M CohenDirector	75,790	—	—	75,790	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:23 am EDT	Paul V MaierDirector	75,790	—	—	75,790	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:23 am EDT	Paul F ResnickVICE PRESIDENT, CBO	22,695	—	—	22,695	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:22 am EDT	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	75,790	—	—	75,790	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:21 am EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	307,999	—	—	307,999	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:20 am EDT	Thomas C VarvaroDirector	75,790	—	—	75,790	—
Oct 2, 2017 AForm 4 →	Oct 4, 6:20 am EDT	John David HansenPRESIDENT AND CEO, Director	551,156	—	—	551,156	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Kenneth M CohenDirector	24,210	—	—	24,210	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	24,210	—	—	24,210	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Jeffrey F EisenbergDirector	24,210	—	—	24,210	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Thomas C VarvaroDirector	24,210	—	—	24,210	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Paul V MaierDirector	24,210	—	—	24,210	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Paul F ResnickVICE PRESIDENT, CBO	7,249	—	—	7,249	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	98,383	—	—	98,383	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	108,739	—	—	108,739	—
Sep 15, 2017 AForm 4 →	Sep 18, 5:20 pm EDT	John David HansenPRESIDENT AND CEO, Director	176,054	—	—	176,054	—
Jun 12, 2017 AForm 4 →	Jun 14, 4:08 pm EDT	Kenneth M CohenDirector	20,000	$1.57	$31,400	20,000	—
Jun 12, 2017 AForm 4 →	Jun 14, 4:08 pm EDT	Jeffrey F EisenbergDirector	20,000	$1.57	$31,400	20,000	—
Jun 12, 2017 AForm 4 →	Jun 14, 4:07 pm EDT	Paul V MaierDirector	20,000	$1.57	$31,400	20,000	—
Jun 12, 2017 AForm 4 →	Jun 14, 4:06 pm EDT	Jeffrey V. RavetchDirector	20,000	$1.57	$31,400	20,000	—
Jun 12, 2017 AForm 4 →	Jun 14, 4:05 pm EDT	Thomas C VarvaroDirector	20,000	$1.57	$31,400	20,000	—
May 19, 2017 SForm 4 →	Aug 2, 6:02 am EDT	John David HansenPRESIDENT AND CEO, Director	6,238	—	—	0	—	late
May 19, 2017 SForm 4 →	Aug 2, 6:01 am EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	6,238	—	—	0	—	late
May 19, 2017 SForm 4 →	Aug 2, 6:00 am EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	4,158	—	—	0	—	late
May 19, 2017 AForm 4 →	May 23, 8:12 pm EDT	Paul V MaierDirector	50,000	$1.80	$90,000	50,000	—
May 19, 2017 AForm 4 →	May 23, 8:11 pm EDT	Thomas C VarvaroDirector	50,000	$1.80	$90,000	50,000	—
May 19, 2017 AForm 4 →	May 23, 8:10 pm EDT	Jeffrey F EisenbergDirector	50,000	$1.80	$90,000	50,000	—
May 19, 2017 AForm 4 →	May 23, 8:09 pm EDT	Robert HoffmanDirector	50,000	$1.80	$90,000	50,000	—
May 19, 2017 AForm 4 →	May 23, 8:09 pm EDT	Kenneth M CohenDirector	50,000	$1.80	$90,000	50,000	—
May 19, 2017 AForm 4 →	May 23, 8:08 pm EDT	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	50,000	$2.00	$100,000	50,000	—
May 19, 2017 AForm 4 →	May 23, 8:07 pm EDT	Jeffrey V. RavetchDirector	500,000	$2.00	$1,000,000	500,000	—
May 19, 2017 AForm 4 →	May 23, 8:05 pm EDT	John David HansenPRESIDENT AND CEO, Director	500,000	$2.00	$1,000,000	500,000	—
Apr 2, 2017 MForm 4 →	Apr 4, 9:50 pm EDT	Jeffrey V. RavetchDirector	1,543	—	—	1,543	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:25 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	15,045	—	—	15,046	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:24 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	21,064	—	—	21,063	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:23 pm EDT	John David HansenPRESIDENT AND CEO, Director	40,687	—	—	40,687	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:23 pm EDT	Robert HoffmanDirector	1,543	—	—	1,543	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:22 pm EDT	Kenneth M CohenDirector	1,543	—	—	1,543	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:22 pm EDT	Paul V MaierDirector	1,543	—	—	1,543	—
Apr 2, 2017 MForm 4 →	Apr 4, 7:21 pm EDT	Thomas C VarvaroDirector	1,543	—	—	1,543	—
Feb 6, 2017 AForm 4 →	Feb 8, 4:05 pm EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	100,000	$2.99	$299,000	100,000	—
Feb 6, 2017 AForm 4 →	Feb 8, 4:04 pm EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	75,000	$2.99	$224,250	75,000	—
Feb 6, 2017 AForm 4 →	Feb 8, 4:03 pm EST	Paul F ResnickVICE PRESIDENT, CBO	35,000	$2.99	$104,650	35,000	—
Feb 6, 2017 AForm 4 →	Feb 8, 4:02 pm EST	John David HansenPRESIDENT AND CEO, Director	250,000	$2.99	$747,500	250,000	—
Jan 1, 2017 AForm 4 →	Jan 3, 9:13 pm EST	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	700	$3.38	$2,366	700	—
Jan 1, 2017 AForm 4 →	Jan 3, 9:10 pm EST	Jeffrey F EisenbergDirector	2,300	$3.38	$7,774	2,300	—
Jan 1, 2017 AForm 4 →	Jan 3, 9:08 pm EST	Jeffrey V. RavetchDirector	4,100	$3.38	$13,858	4,100	—
Jan 1, 2017 AForm 4 →	Jan 3, 9:04 pm EST	Thomas C VarvaroDirector	3,800	$3.38	$12,844	3,800	—
Jan 1, 2017 AForm 4 →	Jan 3, 9:02 pm EST	Paul V MaierDirector	4,100	$3.38	$13,858	4,100	—
Jan 1, 2017 AForm 4 →	Jan 3, 9:00 pm EST	Paul F ResnickVICE PRESIDENT, CBO	15,200	$3.38	$51,376	15,200	—
Jan 1, 2017 AForm 4 →	Jan 3, 8:57 pm EST	Robert HoffmanDirector	4,100	$3.38	$13,858	4,100	—
Jan 1, 2017 AForm 4 →	Jan 3, 8:55 pm EST	Kenneth M CohenDirector	4,100	$3.38	$13,858	4,100	—
Jan 1, 2017 AForm 4 →	Jan 3, 8:52 pm EST	Paul W MaffuidEXECUTIVE VICE PRESIDENT	20,100	$3.38	$67,938	20,100	—
Jan 1, 2017 AForm 4 →	Jan 3, 8:51 pm EST	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	26,400	$3.38	$89,232	26,400	—
Jan 1, 2017 AForm 4 →	Jan 3, 8:48 pm EST	John David HansenPRESIDENT AND CEO, Director	63,400	$3.38	$214,292	63,400	—
Nov 3, 2016 AForm 4 →	Nov 4, 4:07 pm EDT	Jeffrey V. RavetchDirector	17,500	$3.75	$65,625	17,500	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:33 pm EDT	John David HansenPRESIDENT AND CEO, Director	63,400	$5.00	$317,000	63,400	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:32 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	26,400	$5.00	$132,000	26,400	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:31 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	20,100	$5.00	$100,500	20,100	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:30 pm EDT	Paul F ResnickVICE PRESIDENT, CBO	15,200	$5.00	$76,000	15,200	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:30 pm EDT	Kenneth M CohenDirector	4,100	$5.00	$20,500	4,100	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:29 pm EDT	Robert HoffmanDirector	4,100	$5.00	$20,500	4,100	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:28 pm EDT	Paul V MaierDirector	4,100	$5.00	$20,500	4,100	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:28 pm EDT	Thomas C VarvaroDirector	3,800	$5.00	$19,000	3,800	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:27 pm EDT	Jeffrey F EisenbergDirector	2,300	$5.00	$11,500	2,300	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:27 pm EDT	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	700	$5.00	$3,500	700	—
Aug 29, 2016 AForm 4 →	Aug 30, 6:26 pm EDT	Jeffrey V. RavetchDirector	4,100	$5.00	$20,500	4,100	—
Aug 17, 2016 PForm 4 →	Aug 19, 4:38 pm EDT	John David HansenPRESIDENT AND CEO, Director	6,238	—	—	3,119	—
Aug 17, 2016 PForm 4 →	Aug 19, 4:36 pm EDT	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	6,238	—	—	3,119	—
Aug 17, 2016 PForm 4 →	Aug 19, 4:35 pm EDT	Paul W MaffuidEXECUTIVE VICE PRESIDENT	4,158	—	—	2,079	—
Aug 17, 2016 PForm 4 →	Aug 19, 4:34 pm EDT	Kenneth M CohenDirector	6,238	—	—	3,119	—
Jun 29, 2016 AForm 4 →	Jul 28, 5:51 pm EDT	Jeffrey F EisenbergDirector	35,000	$0.55	$19,250	35,000	—	late