| Sep 16, 2026 DForm 4 → | Sep 17, 8:46 pm EDT | International Stem Cell CORPISCO | 30,000 | — | — | 0 | — | |
| Aug 28, 2026 MForm 4/A → | Aug 31, 4:06 pm EDT | Eton Pharmaceuticals, Inc.ETON | 62,500 | — | — | 0 | — | |
| Aug 28, 2026 MForm 4 → | Aug 28, 4:51 pm EDT | Eton Pharmaceuticals, Inc.ETON | 50,000 | — | — | 0 | — | amended |
| Jul 31, 2026 AForm 4 → | Aug 4, 4:57 pm EDT | Eton Pharmaceuticals, Inc.ETON | 10,000 | — | — | 10,000 | — | |
| Jun 11, 2026 AForm 4 → | Jun 23, 8:30 pm EDT | International Stem Cell CORPISCO | 212,584 | — | — | 182,584 | — | late |
| Feb 20, 2019 AForm 4 → | Mar 8, 4:34 pm EST | Eton Pharmaceuticals, Inc.ETON | 12,500 | — | — | 12,500 | — | late |
| Feb 6, 2019 AForm 4 → | Feb 8, 4:13 pm EST | RITTER PHARMACEUTICALS INCRTTR | 15,000 | — | — | 15,000 | — | |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:18 pm EDT | International Stem Cell CORPISCO.OB | 77,117 | — | — | 30,000 | — | |
| Apr 2, 2018 MForm 4/A → | Apr 4, 6:13 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 513 | — | — | 0 | — | |
| Apr 2, 2018 MForm 4 → | Apr 3, 6:26 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 513 | — | — | 0 | — | amended |
| Mar 30, 2018 AForm 4 → | Apr 3, 6:36 pm EDT | International Stem Cell CORPISCO.OB | 11,054 | — | — | 11,054 | — | |
| Feb 21, 2018 AForm 4 → | Feb 23, 3:43 pm EST | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 35,000 | — | — | 35,000 | — | |
| Jan 23, 2018 AForm 4 → | Jan 25, 9:23 pm EST | RITTER PHARMACEUTICALS INCRTTR | 30,000 | — | — | 30,000 | — | |
| Jan 8, 2018 MForm 4 → | Jan 12, 5:22 pm EST | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 100,000 | — | — | 1,543 | — | late |
| Jan 4, 2018 AForm 4 → | Jan 8, 4:02 pm EST | APRICUS BIOSCIENCES, INC.APRI | 35,000 | — | — | 35,000 | — | |
| Dec 29, 2017 AForm 4 → | Jan 2, 2018, 5:18 pm EST | International Stem Cell CORPISCO.OB | 10,350 | — | — | 10,350 | — | |
| Oct 2, 2017 AForm 4 → | Oct 4, 6:23 am EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 75,790 | — | — | 75,790 | — | |
| Sep 29, 2017 AForm 4 → | Oct 2, 7:49 pm EDT | International Stem Cell CORPISCO.OB | 8,830 | — | — | 8,830 | — | |
| Sep 15, 2017 AForm 4 → | Sep 18, 5:20 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 24,210 | — | — | 24,210 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:48 pm EDT | International Stem Cell CORPISCO.OB | 14,254 | — | — | 14,254 | — | |
| Jun 12, 2017 AForm 4 → | Jun 14, 4:07 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 20,000 | $1.57 | $31,400 | 20,000 | — | |
| May 31, 2017 AForm 4 → | Jun 2, 1:20 pm EDT | International Stem Cell CORPISCO.OB | 30,000 | — | — | 30,000 | — | |
| May 19, 2017 AForm 4 → | May 23, 8:12 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 50,000 | $1.80 | $90,000 | 50,000 | — | |
| Apr 2, 2017 MForm 4 → | Apr 4, 7:22 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 1,543 | — | — | 1,543 | — | |
| Jan 1, 2017 AForm 4 → | Jan 3, 9:02 pm EST | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 4,100 | $3.38 | $13,858 | 4,100 | — | |
| Nov 29, 2016 AForm 4 → | Nov 30, 6:42 pm EST | RITTER PHARMACEUTICALS INCRTTR | 7,000 | — | — | 7,000 | — | |
| Aug 29, 2016 AForm 4 → | Aug 30, 6:28 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 4,100 | $5.00 | $20,500 | 4,100 | — | |
| Jun 29, 2016 AForm 4 → | Jul 28, 5:44 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 35,000 | $0.55 | $19,250 | 35,000 | — | late |
| May 17, 2016 AForm 4 → | May 18, 4:17 pm EDT | International Stem Cell CORPISCO.OB | 30,000 | — | — | 30,000 | — | |
| Apr 4, 2016 MForm 4 → | Apr 5, 5:56 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 11,417 | — | — | 22,833 | — | |
| Jan 4, 2016 AForm 4 → | Jan 5, 1:58 pm EST | APRICUS BIOSCIENCES, INC.APRI | 25,000 | — | — | 25,000 | — | |
| Oct 13, 2015 AForm 4 → | Oct 15, 1:42 pm EDT | RITTER PHARMACEUTICALS INCRTTR | 10,000 | — | — | 10,000 | — | |
| Aug 26, 2015 AForm 4 → | Aug 27, 3:40 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 35,000 | $1.52 | $53,200 | 35,000 | — | |
| Apr 2, 2015 AForm 4 → | Apr 3, 7:43 pm EDT | MABVAX THERAPEUTICS HOLDINGS, INC.MBVX | 68,500 | $2.30 | $78,775 | 34,250 | — | |
| Jan 2, 2015 AForm 4 → | Jan 26, 4:16 pm EST | APRICUS BIOSCIENCES, INC.APRI | 25,000 | — | — | 25,000 | — | late |