SEC Form 4 · accession 0001415889-17-000980
MABVAX THERAPEUTICS HOLDINGS, INC. · MBVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey F Eisenberg
Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109196
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $1.57 | Jun 12, 2017 | A | 20,000 | A | — | Jun 12, 2027 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Automatic Annual Grant to Non-Employee Director pursuant to the Issuer's Non-Employee Director Compensation Policy.
- F2Option vests and becomes exercisable one year after the date of grant, subject to recipient's continued service on the Company's Board of Directors.