SEC Form 4 · accession 0001415889-16-007009
MABVAX THERAPEUTICS HOLDINGS, INC. · MBVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Resnick
Officer — VICE PRESIDENT, CBO
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109196
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $5.00 | Aug 29, 2016 | A | 15,200 | A | — | Aug 29, 2026 | Common Stock | 15,200 | 15,200 | D |
Explanation of responses
- F1Such Options shall vest in equal annual installments over a three year period.