SEC Form 4 · accession 0001127602-17-029104
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Feb 8, 2017
Accepted (ET)
Oct 4, 2017 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 8, 2017 | J | 882 | $0.00 | A | 882 | I | Held by Trust |
| Class A Common Stock | Aug 15, 2017 | W | 22,313 | $0.00 | A | 89,253 | I | Proportionate Membership interest in shares held by Abigail LLC |
| Class A Common Stock | holding | — | — | — | 47,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Feb 8, 2017 | J | 1,957 | A | — | — | Class A Common Stock | 1,957 | 1,957 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 15,180 | 15,180 | D |
Explanation of responses
- F1Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1
- F2N/A