SEC Form 4 · accession 0001273902-17-000089
CIRRUS LOGIC, INC. · CRUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Thomas
Officer — VP General Counsel & Corp
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000772406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2017 | F | 5,244 | $53.32 | D | 7,519 | D | |
| Common Stock | Oct 1, 2017 | M | 12,500 | $0.00 | A | 20,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 1, 2017 | M | 12,500 | D | Oct 1, 2017 | — | Common Stock | 12,500 | 12,000 | D |
Explanation of responses
- F1Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 1, 2017, and the Company withheld sufficient shares for payment of required tax withholdings.
- F2Expiration date of 10/01/17